DFX Intelligence

S•••••••• C•••••• A•••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)13 years in industry

S•••••••• C•••••• A•••••

Advisor at C••••• F••••••••

••• Locked

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Search this name across graphsid dfx:ria:566f9286-9e9a-f275-1c69-d1d2baab53ef

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: May 25, 2018 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: C••••• F••••••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: May 1, 2013earliest registration or exam on IAPD
Years in industry: 13derivedfrom the industry start date
Years at current firm: 2derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
C••••• F••••••••	Independent wealth	Mar 18, 2024	n/a	yes	Lenexa, KS\|Kansas City, MO\|Leavenworth, KS	Current employment
A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••	Bd affiliated wealth	May 25, 2018	Mar 19, 2024	no	KANSAS CITY, MO\|LEAWOOD, KS\|KANSAS CITY, MO\|Prairie Villiage, KS\|PRAIRIE VILLAGE, KS\|PRAIRIE VILLAGE, KS

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••	C••••• F••••••••	Mar 19, 2024	Mar 18, 2024	-1	Firm change	Ibd to RIA

Relationships

Registered with (2)

→ C••••• F••••••••Registered adviserregistration: current employment
Mar 18, 2024 to presentfactForm ADV
→ A••••••• C•••••• I••••••••• P•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
May 25, 2018 to Mar 19, 2024factForm ADV

Dated events

Occurred
Mar 19, 2024
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:566f9286-9e9a-f275-1c69-d1d2baab53ef
First observed: May 25, 2018
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.