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RIA / WealthPrivate fundsecuritized asset fund3(c)(1)3(c)(7)

PENNANTPARK CLO IV, LLC

advised by PENNANTPARK INVESTMENT ADVISERS, LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5678ae3c-840d-f8d7-1d33-e5a9a2a3dfe5

Data as of May 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Relationships: 1
Dated events: 0
On other graphs: 1
Observed: Mar 30, 2022 to May 10, 2023
4 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Creditidentity

PENNANTPARK CLO IV, LLC

Credit fund · shared adv fund id

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Adviser: PENNANTPARK INVESTMENT ADVISERS, LLCCRD 143149
Fund type: Securitized Asset Fund
Latest reported GAV: $302Mgross asset value on Schedule D 7.B(1), as of 2023-05-10; never fund size
Peak reported GAV: $302M
Beneficial owners: 2
Minimum investment: $250,000
Owned by the adviser: 0%
Owned by funds of funds: 0%
Owned by non-US persons: 3900%
Clients solicited: no
Organised in: Delaware, United States
First reported: Mar 30, 2022
Last reported: May 10, 2023fund reporting on the SEC extract ends 2024-12-31
Filings reporting it: 4
Fund id: 805-1393169291

Reported gross asset value by filing

each Schedule D 7.B(1) row as filed; GAV is gross asset value, never fund size

Filed	GAV	Owners	Minimum	Adviser owns	Audited	Name as filed
May 10, 2023	$302M	2	$250,000	0.0%	no	PENNANTPARK CLO IV, LLC
Mar 29, 2023	$302M	2	$250,000	0.0%	no	PENNANTPARK CLO IV, LLC
Apr 28, 2022	$0	2	$250,000	6100.0%	no	PENNANTPARK CLO IV, LLC
Mar 30, 2022	$0	2	$250,000	6100.0%	no	PENNANTPARK CLO IV, LLC

Custodians

Schedule D 7.B(1) question 25, as filed

Custodian	Legal name	City	State	Country	Related person	SEC number
WILMINGTON TRUST NATIONAL ASSOCIATION	WILMINGTON TRUST NATIONAL ASSOCIATION	Wilmington	Delaware	United States	no	n/a

Relationships

Advises (1)

← PENNANTPARK INVESTMENT ADVISERS, LLCRegistered adviserSecuritized Asset Fund, IA
Mar 30, 2022 to presentfactForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5678ae3c-840d-f8d7-1d33-e5a9a2a3dfe5
First observed: Mar 30, 2022
Last observed: May 10, 2023 40 months ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

PENNANTPARK CLO IV, LLC

advised by PENNANTPARK INVESTMENT ADVISERS, LLC

Delaware, United States

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5678ae3c-840d-f8d7-1d33-e5a9a2a3dfe5

Data as of May 10, 2023 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:43 AM UTC and rebuilt at most every 15 minutes.

Filed

GAV

Owners

Minimum

Adviser owns

Audited

Name as filed

May 10, 2023

$302M

$250,000

0.0%

PENNANTPARK CLO IV, LLC

Mar 29, 2023

$302M

$250,000

0.0%

PENNANTPARK CLO IV, LLC

Apr 28, 2022

$250,000

6100.0%

PENNANTPARK CLO IV, LLC

Mar 30, 2022

$250,000

6100.0%

PENNANTPARK CLO IV, LLC

Custodian

Legal name

City

State

Country

Related person

SEC number

WILMINGTON TRUST NATIONAL ASSOCIATION

Wilmington

Delaware

United States

n/a