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CRD 143149
MIAMI BEACH, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| PENNANTPARK SENIOR CREDIT FUND LEVERED, LP | Other Private Fund | $382M | Mar 27, 2024 | 28 | Mar 30, 2020 | reported | 021-1783979 |
| PENNANTPARK CLO V, LTD. | Securitized Asset Fund | $318M | May 10, 2023 | 2 | Mar 30, 2022 | reported | n/a |
| PENNANTPARK CLO II LTD. | Securitized Asset Fund | $303M | May 10, 2023 | 2 | Mar 30, 2022 | reported | n/a |
| PENNANTPARK CLO IV, LLC | Securitized Asset Fund | $302M | May 10, 2023 | 2 | Mar 30, 2022 | reported | n/a |
| PENNANTPARK CLO I LTD | Securitized Asset Fund | $301M | May 10, 2023 | 1 | Mar 26, 2021 | reported | n/a |
| PENNANTPARK CLO III LTD. | Other Private Fund | $295M | May 10, 2023 | 2 | Mar 30, 2022 | reported | n/a |
| PENNANTPARK CREDIT OPPORTUNITIES FUND IV AGGREGATOR, LP | Other Private Fund | $225M | Mar 27, 2024 | 13 | Mar 29, 2023 | reported | 021-471157 |
| PENNANTPARK CREDIT OPPORTUNITIES FUND III, LP | Other Private Fund | $219M | Mar 27, 2024 | 37 | Mar 29, 2019 | reported | 021-325190 |
| PENNANTPARK SENIOR CREDIT FUND, LLC | Other Private Fund | $130M | Mar 27, 2024 | 3 | Mar 30, 2020 | reported | 021-1772751 |
| PENNANTPARK SENIOR CREDIT FUND SMA, LP | Other Private Fund | $129M | Mar 27, 2024 | 1 | Mar 30, 2022 | reported | n/a |
| PENNANTPARK CAPITAL LIQUIDITY SOLUTIONS, LP | Other Private Fund | $100M | Mar 27, 2024 | 2 | Mar 27, 2024 | reported | n/a |
| PENNANTPARK CREDIT OPPORTUNITIES FUND II, LP | Other Private Fund | $80.6M | Mar 27, 2024 | 18 | Mar 23, 2015 | reported | 021-283408 |
| PENNANTPARK CREDIT OPPORTUNITIES FUND, LP | Hedge Fund | $45.6M | Mar 27, 2014 | 9 | Mar 28, 2013 | dropped | 021-182783 |
| TPDS I PLATINUM HOLDINGS LP | Other Private Fund | $25.3M | Mar 27, 2024 | 1 | Apr 28, 2022 | reported | n/a |
| SP CREDIT ACQUISITIONS, LLC | Other Private Fund | $18.8M | Mar 27, 2024 | 2 | Mar 30, 2020 | reported | n/a |
| BERKELEY ROAD WC FUNDING SPV 2, LP | Other Private Fund | $13.9M | Mar 27, 2024 | 1 | Mar 26, 2021 | reported | 021-393783 |
| BERKELEY ROAD WC FUNDING SPV, LP | Other Private Fund | $3.6M | Mar 27, 2024 | 2 | Mar 30, 2018 | reported | 021-1778184 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| ARTHUR H. PENN 2021 TRUST | Member | B | yes | 05/2021 | Mar 30, 2022 | Mar 27, 2024 |
| PENN, ARTHUR, HOWARD | MANAGING MEMBER | D | yes | 03/2007 | Mar 23, 2012 | Mar 27, 2024 |
| ASP 2012 GST TRUST | Member | B | no | 10/2022 | Mar 29, 2023 | Mar 27, 2024 |
| Caney, Lee, Daniel | CO-TRUSTEE OF ARTHUR H. PENN 2021 TRUST | Na | no | 05/2021 | May 10, 2023 | Mar 27, 2024 |
| ESP 2012 GST TRUST | Member | B | no | 10/2022 | Mar 29, 2023 | Mar 27, 2024 |
| GALEA, FRANK, ROBERT | CHIEF COMPLIANCE OFFICER | Na | no | 05/2023 | May 10, 2023 | Mar 27, 2024 |
| MCP 2012 GST TRUST | Member | B | no | 10/2022 | Mar 29, 2023 | Mar 27, 2024 |
| PENN, ILENE, D. | TRUSTEE OF ARTHUR H. PENN 2021 TRUST MCP 2012 GST TRUST ASP 2012 GST TRUST ESP 2012 GST TRUST | Na | no | 05/2021 | May 10, 2023 | Mar 27, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| PENNANTPARK BR, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PENNANTPARK CAPITAL III, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PENNANTPARK CAPITAL IV GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PENNANTPARK CAPITAL, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PENNANTPARK CAPITAL, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PENNANTPARK SENIOR CAPITAL, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PENNANTPARK SENIOR CREDIT FUND SMA GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| PENNANTPARK SENIOR CREDIT LEVERED, LLC | n/a | n/a | n/a | Y | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW YORK | NY | United States | 48 | no |
| Chicago | IL | United States | 2 | no |
| SANTA MONICA | CA | United States | 1 | no |
| Houston | TX | United States | 1 | no |
| Amsterdam | n/a | Netherlands | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 31, 2026 | $6.2B | $6.1B | 91 | 30 | 5 | 12 | n/a |
| 2024 | Mar 31, 2025 | $4.5B | $4.4B | 79 | 25 | 5 | 13 | n/a |
| 2023 | Mar 27, 2024 | $4.0B | $3.9B | 67 | 24 | 5 | 11 | $1.3B |
| 2022 | Mar 29, 2023 | $4.5B | $4.4B | 61 | 31 | 0 | 15 | $2.7B |
| 2021 | Mar 30, 2022 | $4.7B | $4.7B | 51 | 24 | 0 | 13 | $2.1B |
| 2020 | Mar 26, 2021 | $3.6B | $3.6B | 44 | 24 | 0 | 8 | $1.1B |
| 2019 | Mar 30, 2020 | $3.4B | $3.2B | 46 | 24 | 0 | 6 | $548M |
| 2018 | Mar 29, 2019 | $2.5B | $2.4B | 31 | 24 | 0 | 3 | $213M |
| 2017 | Mar 30, 2018 | $2.2B | $2.2B | 22 | 19 | 1 | 2 | $180M |
| 2016 | Mar 31, 2017 | $2.2B | $2.2B | 19 | 19 | n/a | 1 | $96.7M |
| 2015 | Mar 24, 2016 | $1.8B | $1.8B | 20 | 17 | n/a | 1 | $54.7M |
| 2014 | Mar 23, 2015 | $1.8B | $1.8B | 17 | 15 | n/a | 1 | $42.5M |
| 2013 | Mar 27, 2014 | $1.7B | $1.7B | 17 | 15 | n/a | 1 | $45.6M |
| 2012 | Mar 28, 2013 | $1.3B | $1.3B | 15 | 12 | n/a | 1 | $32.6M |
| 2011 | Mar 23, 2012 | $1.0B | $1.0B | n/a | n/a | n/a | n/a | n/a |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $6.2B | $4.5B | 36.5% | $4.5B | 10.9% | 91 | 79 | 5 | 5 |