DFX Intelligence

C•••• S••••• D•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)33 years in industry

C•••• S••••• D•••

Advisor at K••••• A••••••• S•••••••• L••

MIDLOTHIAN, VA

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Search this name across graphsid dfx:ria:567bcd14-9a01-e26d-27ae-7ce59cebc5ad

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:16 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 0
On other graphs: 0
Observed: Jan 28, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K••••• A••••••• S•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Feb 4, 1993earliest registration or exam on IAPD
Years in industry: 33derivedfrom the industry start date
Years at current firm: 10derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
K••••• A••••••• S•••••••• L••	Bd affiliated wealth	May 5, 2016	n/a	yes	MIDLOTHIAN, VA	Current employment
S••••••• A•••• M••••••••• L••	n/a	Oct 12, 2005	Jul 1, 2014	no	GLEN ALLEN, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S••••••• A•••• M••••••••• L••	K••••• A••••••• S•••••••• L••	Jul 1, 2014	May 5, 2016	674	Firm change after gap	Other
M••••••••• A••••••• S•••••••• I•••	S••••••• A•••• M••••••••• L••	Oct 3, 2005	Oct 12, 2005

Relationships

Registered with (3)

→ K••••• A••••••• S•••••••• L••Registered adviserregistration: current employment
May 5, 2016 to presentfactForm ADV
→ S••••••• A•••• M••••••••• L••Registered adviserregistration: previous registration
Oct 12, 2005 to Jul 1, 2014factForm ADV
→ M••••••••• A••••••• S•••••••• I•••Registered adviserregistration: previous registration
Jan 28, 2004 to Oct 3, 2005factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:567bcd14-9a01-e26d-27ae-7ce59cebc5ad
First observed: Jan 28, 2004
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.