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CRD 116057
GLEN ALLEN, VA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| C•••••• S•••••• A••••• | CHIEF COMPLIANCE OFFICER / DIRECTOR OF OPERATIONS | Na | yes | 01/2020 | Jan 7, 2020 | Dec 20, 2024 |
| H••••• I••••••••• I•• | Shareholder | E | yes | 09/2021 | Mar 29, 2022 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| G••••• R••••••••• P••••••• L•• | n/a | Institutional manager | $170B | N | yes | n/a |
| T••••• A•••••••• I••• | n/a | Former SEC adviser | $16B | N | yes |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| n/a | n/a | n/a | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2024 | $708M | $708M | 0.0% | $580M | 6.9% | 29 | 29 | 4 | 4 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| H•• I••••••••• P•••••••• L•• | 2 | Feb 28, 2025 | Jan 9, 2025 | GLEN ALLEN, VA | Team lift out | RIA to RIA | 100.0% |
| H•• I••••••••• P•••••••• L•• | 16 | Jan 23, 2025 |
| Dec 20, 2024 |
| H••••• I••••••••• L••• | L•••••• PARTNER | D | yes | 09/2021 | Sep 30, 2021 | Dec 20, 2024 |
| H••••• P••••• H••••••• G•• L•• | GENERAL PARTNER | F | yes | 09/2021 | Sep 30, 2021 | Dec 20, 2024 |
| H••••• P••••• H••••••• L••• | Shareholder | E | yes | 09/2021 | Sep 30, 2021 | Dec 20, 2024 |
| H••••• P••••• I•• | Shareholder | E | yes | 09/2021 | Sep 30, 2021 | Dec 20, 2024 |
| H•• I••••••••• L•••••• | SOLE SHAREHOLDER | E | yes | 09/2021 | Sep 30, 2021 | Dec 20, 2024 |
| H•••• P•••• B•••••• | President | Na | yes | 09/2021 | Mar 26, 2012 | Dec 20, 2024 |
| H•• I••••••••• P•••••••• L•• | n/a | Independent wealth | $12B | N | yes | n/a |
| R•• F••••••••• L•• | n/a | Institutional manager | $11B | N | yes | n/a |
| H•• I••••••••• A•••••••• I•• | n/a | Former SEC adviser | $2.1B | N | yes | n/a |
| H•• I••••••••• I••••••••• S••••••• I••• | n/a | n/a | n/a | N | yes | n/a |
| 2024 | Jan 27, 2025 | $708M | $708M | 29 | 18 | 4 | n/a | n/a |
| 2023 | Mar 15, 2024 | $708M | $708M | 29 | 18 | 4 | n/a | n/a |
| 2022 | Mar 24, 2023 | $530M | $530M | 28 | 17 | 0 | n/a | n/a |
| 2021 | Mar 29, 2022 | $580M | $580M | 25 | 16 | 0 | n/a | n/a |
| 2020 | Mar 19, 2021 | $428M | $428M | 25 | 15 | 0 | n/a | n/a |
| 2019 | Mar 20, 2020 | $321M | $321M | 26 | 16 | 0 | n/a | n/a |
| 2018 | Mar 26, 2019 | $238M | $238M | 26 | 13 | 0 | n/a | n/a |
| 2017 | Mar 29, 2018 | $211M | $211M | 17 | 11 | 0 | n/a | n/a |
| 2016 | Mar 10, 2017 | $177M | $177M | 15 | 8 | n/a | n/a | n/a |
| 2015 | Mar 18, 2016 | $134M | $134M | 12 | 8 | n/a | n/a | n/a |
| 2011 | Mar 26, 2012 | $56.6M | $56.6M | n/a | n/a | n/a | n/a | n/a |
| Feb 4, 2025 |
| GLEN ALLEN, VA |
| Firm absorbed |
| RIA to RIA |
| 72.7% |