J•••••••• C•••

Advisor at S••••••• I••••••••• A•••••••• I•••

Minneapolis, MN | PORTLAND, OR

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:567c5ab8-d3e6-4d6c-2abd-11c30ca9b4d4

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:50 PM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Mar 27, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: S••••••• I••••••••• A•••••••• I•••
Current firm class: other adviserderived
Book size: not public••• Locked
Industry start: Oct 22, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 3derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
S••••••• I••••••••• A•••••••• I•••	Other adviser	Jan 31, 2023	n/a	yes	Minneapolis, MN\|PORTLAND, OR	Current employment
A••••••••• F•••••••• S•••••••• L••	National bd RIA	Mar 27, 2015	Aug 26, 2015	no	MINNEAPOLIS, MN\|Minneapolis, MN

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A••••••••• F•••••••• S•••••••• L••	S••••••• I••••••••• A•••••••• I•••	Aug 26, 2015	Jan 31, 2023	2,715	Firm change after gap	Other

Relationships

Registered with (2)

→ S••••••• I••••••••• A•••••••• I•••Registered adviserregistration: current employment
Jan 31, 2023 to presentfactForm ADV
→ A••••••••• F•••••••• S•••••••• L••Registered adviserregistration: previous registration
Mar 27, 2015 to Aug 26, 2015factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:567c5ab8-d3e6-4d6c-2abd-11c30ca9b4d4
First observed: Mar 27, 2015
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.