DFX Intelligence

L•••• M•••• O••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Plannerdual registered (broker-dealer)10 years in industry

L•••• M•••• O••••

Advisor at T•• I••••••••• A•••• M••••••••• L••

CHARLOTTE, NC | PORTLAND, OR

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Search this name across graphsid dfx:ria:567e65ee-0b8e-4c0f-339a-8aad34e769b2

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Dec 9, 2019 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: T•• I••••••••• A•••• M••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
T•• I••••••••• A•••• M••••••••• L••	Independent wealth	Feb 12, 2026	n/a	yes	CHARLOTTE, NC\|PORTLAND, OR	Current employment
C•••••• S••••• • C••• I•••	National bd RIA	Aug 14, 2023	Oct 8, 2025	no	Huntersville, NC

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• S••••• • C••• I•••	T•• I••••••••• A•••• M••••••••• L••	Oct 8, 2025	Feb 12, 2026	127	Firm change	Ibd to RIA
T• A••••••••• I••••••••• M••••••••• L••	C•••••• S••••• • C••• I•••	Sep 7, 2023	Aug 14, 2023

Team moves

••• Locked

Team	Left	Joined	From	Kind
5393:7870:NC:2021-12-14	Dec 14, 2021	Dec 14, 2021	HUNTERSVILLE, NC	Firm change

Relationships

Registered with (4)

→ T•• I••••••••• A•••• M••••••••• L••Registered adviserregistration: current employment
Feb 12, 2026 to presentfactForm ADV
→ C•••••• S••••• • C••• I•••Registered adviserregistration: previous registration
Aug 14, 2023 to Oct 8, 2025factForm ADV
→ T• A••••••••• I••••••••• M••••••••• L••Registered adviserregistration: previous registration
Dec 14, 2021 to Sep 7, 2023factForm ADV
→ T• A••••••••• I•••

Dated events

Occurred
Oct 8, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:567e65ee-0b8e-4c0f-339a-8aad34e769b2
First observed: Dec 9, 2019
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.