R••••• B•••••

Advisor at L•••••••• A•••• M••••••••• I•••

Friendswood, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:568253e6-306e-2fdb-0357-cc2e706452e3

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 3:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: May 17, 2017 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•••••••• A•••• M••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Jan 1, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
L•••••••• A•••• M••••••••• I•••	Independent wealth	Aug 10, 2026	n/a	yes	Friendswood, TX	Current employment
H••••• W•••••	Independent wealth	May 16, 2023	May 1, 2026	no	CHARLOTTE, NC	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
H••••• W•••••	L•••••••• A•••• M••••••••• I•••	May 1, 2026	Aug 10, 2026	101	Firm change	RIA to RIA
P•••• S••••••••• L••	H••••• W•••••	Apr 28, 2023	May 16, 2023

Relationships

Registered with (4)

→ L•••••••• A•••• M••••••••• I•••Registered adviserregistration: current employment
Aug 10, 2026 to presentfactForm ADV
→ H••••• W•••••Registered adviserregistration: previous registration
May 16, 2023 to May 1, 2026factForm ADV
→ P•••• S••••••••• L••Registered adviserregistration: previous registration
Oct 1, 2018 to Apr 28, 2023factForm ADV
→ F•••• C•••••• A••••••• S•••••••

Dated events

Occurred
May 1, 2026
Advisor changed firm
R••••• B••••• left H••••• W••••• for L•••••••• A•••• M••••••••• I••• (registered 2026-08-10)
Form ADVobserved 7 days ago
Occurred
Apr 28, 2023
Advisor changed firm
R••••• B••••• left P•••• S••••••••• L•• for H••••• W••••• (registered 2023-05-16)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:568253e6-306e-2fdb-0357-cc2e706452e3
First observed: May 17, 2017
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.