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S•••••• J••••• S••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)27 years in industry

S•••••• J••••• S••••

Advisor at L•• F•••••••• L••

MERRITT ISLAND, FL

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Search this name across graphsid dfx:ria:5685256a-383c-314e-616a-1b68ccd5d45b

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 10:24 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Oct 26, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: L•• F•••••••• L••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Oct 26, 1998earliest registration or exam on IAPD
Years in industry: 27derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
L•• F•••••••• L••	Bd affiliated wealth	Jan 24, 2025	n/a	yes	MERRITT ISLAND, FL	Current employment
J• W• C••• A•••••••• I•••	Bd affiliated wealth	Jul 23, 2012	Feb 3, 2025	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
J• W• C••• A•••••••• I•••	L•• F•••••••• L••	Feb 3, 2025	Jan 24, 2025	-10	Firm change	Ibd to ibd
B••••••••• L••	J• W• C••• A•••••••• I•••	Jul 18, 2012

Relationships

Registered with (6)

→ L•• F•••••••• L••Registered adviserregistration: current employment
Jan 24, 2025 to presentfactForm ADV
→ J• W• C••• A•••••••• I•••Registered adviserregistration: previous registration
Jul 23, 2012 to Feb 3, 2025factForm ADV
→ B••••••••• L••Registered adviserregistration: previous registration
Nov 5, 2010 to Jul 18, 2012factForm ADV
→ A••••••••• F•••••••• S•••••••• L••

Dated events

Occurred
Feb 3, 2025
A•••••• firm change
S•••••• J••••• S•••• left J• W• C••• A•••••••• I••• for L•• F•••••••• L•• (registered 2025-01-24)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5685256a-383c-314e-616a-1b68ccd5d45b
First observed: Oct 26, 1998
Last observed: Sep 14, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.