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RIA / WealthAdvisordual registered (broker-dealer)31 years in industry

BRENT DANIEL GROSS

Advisor at LPL FINANCIAL LLC

CINCINNATI, OH

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Search this name across graphsid dfx:ria:568e3270-6bcf-3074-e6af-d7056aede3b4

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 3:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Feb 14, 1998 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: LPL FINANCIAL LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 19, 1995earliest registration or exam on IAPD
Years in industry: 31derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S65|S63
First exam: Sep 19, 1995
First registration: Feb 14, 1998
Dual registered: yes, broker-dealer
Other names: BRENT DANIEL GROSS|BRENT D GROSS
IAPD individual key: 2651377

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
LPL FINANCIAL LLC	Bd affiliated wealth	Aug 31, 2021	n/a	yes	CINCINNATI, OH	Current employment
WELLS FARGO ADVISORS	Wirehouse	Apr 4, 2016	Sep 7, 2021	no	CINCINNATI, OH	Previous registration
LPL FINANCIAL LLC	Bd affiliated wealth	May 9, 2005	Apr 20, 2016	no	CINCINNATI, OH\|CINCINNATI, OH	Previous registration
MORGAN STANLEY DW INC.	n/a	Feb 14, 1998	May 10, 2005	no	CINCINNATI, OH	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
WELLS FARGO ADVISORS	LPL FINANCIAL LLC	Sep 7, 2021	Aug 31, 2021	-7	Firm change	Wirehouse to ibd
LPL FINANCIAL LLC	WELLS FARGO ADVISORS	Apr 20, 2016	Apr 4, 2016	-16	Firm change	Other
MORGAN STANLEY DW INC.	LPL FINANCIAL LLC	May 10, 2005	May 9, 2005	-1	Firm change	Other

Relationships

Registered with (3)

→ LPL FINANCIAL LLCRegistered adviserregistration: previous registration
May 9, 2005 to Apr 20, 2016factForm ADV
→ WELLS FARGO ADVISORSRegistered adviserregistration: previous registration
Apr 4, 2016 to Sep 7, 2021factForm ADV
→ MORGAN STANLEY DW INC.Registered adviserregistration: previous registration
Feb 14, 1998 to May 10, 2005factForm ADV

Dated events

No dated event names this entity yet.