DFX Intelligence

G•••••• C•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

G•••••• C•••••••

Advisor at O•••• W•••••• I•••

SCHERTZ, TX

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Search this name across graphsid dfx:ria:5695fd18-de57-3520-2914-0301c1695390

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 4:13 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 1
On other graphs: 0
Observed: Feb 2, 2005 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: O•••• W•••••• I•••
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not public••• Locked
Industry start: Sep 12, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 3

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
O•••• W•••••• I•••	Bd affiliated wealth	Aug 15, 2022	n/a	yes	SCHERTZ, TX	Current employment
C•••••• C••••• G••••• I•••	No RAUM reported	May 9, 2019	May 9, 2022	no	SAN ANTONIO, TX	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
C•••••• C••••• G••••• I•••	O•••• W•••••• I•••	May 9, 2022	Aug 15, 2022	98	Firm change	Other
S••• I••••••••• C••••••	C•••••• C••••• G••••• I•••	Mar 25, 2019	May 9, 2019

Relationships

Registered with (4)

→ O•••• W•••••• I•••Registered adviserregistration: current employment
Aug 15, 2022 to presentfactForm ADV
→ C•••••• C••••• G••••• I•••Registered adviserregistration: previous registration
May 9, 2019 to May 9, 2022factForm ADV
→ S••• I••••••••• C••••••Registered adviserregistration: previous registration
Mar 26, 2014 to Mar 25, 2019factForm ADV
→ U••• F•••••••• P••••••• S•••••••

Dated events

Occurred
May 9, 2022
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5695fd18-de57-3520-2914-0301c1695390
First observed: Feb 2, 2005
Last observed: Sep 14, 2026 9 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.