DFX Intelligence

S•••••• D••••••• P•••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor12 years in industry

S•••••• D••••••• P•••••••

Advisor at A••••• T••••• P•••••• W•••••

SCOTTSDALE, AZ | SAN FRANCISCO, CA

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Search this name across graphsid dfx:ria:569bfe39-7add-f2c9-45bf-7c239acb0272

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 4:28 PM UTC and rebuilt at most every 15 minutes.

Relationships: 3
Dated events: 1
On other graphs: 0
Observed: Nov 16, 2015 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: A••••• T••••• P•••••• W•••••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Nov 5, 2013earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 2

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
A••••• T••••• P•••••• W•••••	Independent wealth	May 22, 2025	n/a	yes	SCOTTSDALE, AZ\|SAN FRANCISCO, CA	Current employment
S•• W•••••	Independent wealth	Aug 6, 2019	Jun 10, 2025	no	San Francisco, CA\|BOSTON, MA\|SAN FRANCISCO, CA\|San Francisco, CA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
S•• W•••••	A••••• T••••• P•••••• W•••••	Jun 10, 2025	May 22, 2025	-19	Firm change	RIA to RIA
C••••••• F•••••••• M••••••••• L••	S•• W•••••	Nov 13, 2017	Aug 6, 2019

Team moves

••• Locked

Team	Left	Joined	From	Kind
172832:153902:CA:2025-06-10	Jun 10, 2025	May 22, 2025	SAN FRANCISCO, CA	Firm change

Relationships

Registered with (3)

→ A••••• T••••• P•••••• W•••••Registered adviserregistration: current employment
May 22, 2025 to presentfactForm ADV
→ S•• W•••••Registered adviserregistration: previous registration
Aug 6, 2019 to Jun 10, 2025factForm ADV
→ C••••••• F•••••••• M••••••••• L••Registered adviserregistration: previous registration
Nov 16, 2015 to Nov 13, 2017factForm ADV

Dated events

Occurred
Jun 10, 2025
Advisor changed firm
S•••••• D••••••• P••••••• left S•• W••••• for A••••• T••••• P•••••• W••••• (registered 2025-05-22)
Form ADVobserved 7 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:569bfe39-7add-f2c9-45bf-7c239acb0272
First observed: Nov 16, 2015
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.