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CRD 175209
SAN FRANCISCO, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| MEGAN ELISE GORMAN | n/a | SAN FRANCISCO, CA | 8 | 22 | 1 | no |
| Rodney Rodriguez La Fleur | n/a | SAN FRANCISCO, CA | 2 | 10 | n/a | no |
| REED WILLIAM MCCUE | n/a | SAN FRANCISCO, CA | 1 | 11 | n/a | no |
| Nicole Anne Tanenbaum | n/a | SAN FRANCISCO, CA | 1 | 11 | n/a | no |
| PATRICIA ANN DELGRANDE | Certified Financial Planner | SAN FRANCISCO, CA | 0 | 26 | n/a | no |
| EDWARD JAMES KEARNEY | Chartered Financial Consultant | MERIDIAN, ID | SAN FRANCISCO, CA | 0 | 37 | 1 | no |
| Yukun Wang | n/a | SAN FRANCISCO, CA | 0 | 10 | n/a | no |
| Natalie Azmi Masarweh | n/a | SAN FRANCISCO, CA | 0 | 11 | n/a | no |
| Jakob Kekaimalu Adams | n/a | SAN FRANCISCO, CA | 0 | 13 | n/a | no |
| DAVID JEUNG OW | n/a | Irvine, CA | 0 | 27 | 2 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| GORMAN, MEGAN, ELISE | MANAGING MEMBER & CHIEF COMPLIANCE OFFICER | E | yes | 11/2015 | Mar 30, 2026 | Mar 30, 2026 |
| Tanenbaum, Nicole, Anne | Member | Na | yes | 01/2021 | Mar 30, 2026 | Mar 30, 2026 |
| KEARNEY, EDWARD, JAMES | Member | B | no | 01/2018 | Mar 30, 2026 | Mar 30, 2026 |
| MCCUE, REED, WILLIAM | Member | Na | no | 01/2025 | Mar 30, 2026 | Mar 30, 2026 |
| OW, DAVID, JEUNG | Member | Na | no | 01/2026 | Mar 30, 2026 | Mar 30, 2026 |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| Irvine | CA | United States | 2 | no |
| Meridian | Id | United States | 1 | no |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 30, 2026 | $1.3B | $1.1B | 21 | 13 | 2 | n/a | n/a |
| 2024 | Mar 31, 2025 | $1.1B | $905M | 12 | 5 | 2 | n/a | n/a |
| 2023 | Mar 23, 2024 | $812M | $722M | 12 | 5 | 2 | n/a | n/a |
| 2022 | Mar 22, 2023 | $643M | $532M | 12 | 5 | 1 | n/a | n/a |
| 2021 | Mar 25, 2022 | $590M | $480M | 12 | 5 | 1 | n/a | n/a |
| 2020 | Mar 23, 2021 | $481M | $412M | 7 | 6 | 1 | n/a | n/a |
| 2019 | Mar 30, 2020 | $352M | $331M | 7 | 6 | 1 | n/a | n/a |
| 2018 | Mar 18, 2019 | $274M | $259M | 8 | 6 | 1 | n/a | n/a |
| 2017 | Mar 1, 2018 | $243M | $226M | 5 | 4 | 1 | n/a | n/a |
| 2016 | Feb 23, 2017 | $154M | $142M | 5 | 4 | n/a | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 2 | 0 | 2 | 0.0% | 0 | 0 | 0 | 2 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $1.3B | $1.1B | 25.2% | $643M | 26.9% | 21 | 12 | 2 | 2 |