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Advisor at LPL FINANCIAL LLC
SCOTTSDALE, AZ | Gilbert, AZ
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | Bd affiliated wealth | Sep 4, 2025 | n/a | yes | SCOTTSDALE, AZ|Gilbert, AZ | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Nov 8, 2023 | May 28, 2024 | no | Scottsdale, AZ | Previous registration |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | Bd affiliated wealth | Jul 9, 2020 | Oct 12, 2023 | no | SCOTTSDALE, AZ | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | LPL FINANCIAL LLC | May 28, 2024 | Sep 4, 2025 | 464 | Firm change after gap | Ibd to ibd |
| RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC | AMERIPRISE FINANCIAL SERVICES, LLC | Oct 12, 2023 | Nov 8, 2023 | 27 | Firm change | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 149018:6363:AZ:2023-10-11 | Oct 12, 2023 | Nov 8, 2023 | SCOTTSDALE, AZ | Firm change |