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Advisor at AUXAN CAPITAL ADVISORS, LLC
SPRINGFIELD, MO
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| AUXAN CAPITAL ADVISORS, LLC | State registered | Nov 19, 2018 | n/a | yes | SPRINGFIELD, MO | Current employment |
| AMERIPRISE FINANCIAL SERVICES, LLC | National bd RIA | Oct 31, 1995 | Sep 26, 2018 | no | SPRINGFIELD, MO|SPRINGFIELD, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| AMERIPRISE FINANCIAL SERVICES, LLC | AUXAN CAPITAL ADVISORS, LLC | Sep 26, 2018 | Nov 19, 2018 | 54 | Firm change | Ibd to state RIA |