DFX Intelligence

I••••••••• A••••• A•••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserno raum reportedSEC registeredRAUM none

I••••••••• A••••• A•••••••• L••

CRD 10645

ORLANDO, FL

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Search this name across graphsid dfx:ria:56b00da8-f93a-b3f5-5f0b-4ead4a198931

Data as of Mar 9, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 2:04 PM UTC and rebuilt at most every 15 minutes.

Relationships: 17
Dated events: 1
On other graphs: 2
Observed: Jun 9, 2020 to Mar 9, 2026
18 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Real Estate Fundsidentity

I••••••••• A••••• A•••••••• L••

Affiliate · key crd, shared crd

Private Equityidentity

record 3a5b811d

shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: no raum reportedderivedprivate_client_share=0.0 fund_share=0.0 institutional_share=0.0 related_bd=true related_bank=false bd_reps=3.0
Regulatory AUM: $0••• Locked
Discretionary RAUM: $0
Private client RAUM: $0derived••• Locked
Advisors on IAPD: 3
Employees: 3
Advisory employees: 3
Offices: 0Schedule D 1.F, beyond the principal office

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D•••• S• W•••••••••	n/a	ORLANDO, FL	11	30	3	yes
M•••••• E••••• L••••••	n/a	ORLANDO, FL	10	13

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••••• E••••• R••••••	CEO / PRESIDENT	Na	yes	04/2008	Jun 9, 2020	Mar 7, 2024
I•• I••••••••• H•••••••• L••	Member	E	yes	02/2023	Mar 7, 2024	Mar 7, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025	Mar 9, 2026

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	0	0	0.0%	0	0	0	0	0

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$0	$0	n/a	n/a	n/a	3	3	0	0

Relationships

Affiliated with (3)

← G••••• A••••• A•••••••• L••Registered adviserother investment adviser, broker-dealer, common control
factForm ADV
← I••••••••• A••••• I••••••••• M••••••••• L••Registered adviserother investment adviser, broker-dealer, control, common control
factForm ADV
← T••••••• I••••••••• S••••••••• L••Registered adviserbroker-dealer, common control
factForm ADV

Registered with (3)

← D•••• S• W•••••••••

Dated events

Occurred
Jun 9, 2020
First Form ADV filing
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56b00da8-f93a-b3f5-5f0b-4ead4a198931
First observed: Jun 9, 2020
Last observed: Mar 9, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.