DFX Intelligence

Data Factory

S•• V••••• A•••••••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserstate registeredstate registeredRAUM under $100M

S•• V••••• A•••••••

S•• V••••• A•••••••, LLC, CRD 330092

SCOTTSDALE, AZ

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56b1bf12-b5e3-5b43-c074-517bd24f3baf

Data as of Aug 5, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 12:22 AM UTC and rebuilt at most every 15 minutes.

Relationships: 7
Dated events: 3
On other graphs: 0
Observed: Aug 5, 2026 to Aug 5, 2026
1 observations

Right now

one signal names this record (all ria / wealth signals)

#1NewDerived metricAdvisor Recruiting Intelligence

2 advisors left S•• V••••• A••••••• (Scottsdale, AZ) for E•••••••• M••• A•••• M••••••••• L•• on the same day

Dated 2026-08-05 (filing); first seen by DFX 2026-09-15.

Exposure: exposure unknown
Who this matters to: RIA aggregators, Advisor recruiters +2
Historical: not a measured predictor

E•••••••• M••• A•••• M••••••••• L•• · destination firm

Advisor Recruiting IntelligenceAug 5, 2026 · seen 6 days ago

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: state registeredderivedon the IAPD state feed, not SEC-registered
Regulatory AUM: $79.5MItem 5.F on the latest filing (2026-08-05); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $0
Private client RAUM: $79.5MderivedItem 5.D individuals plus high net worth individuals
Private client share: 100%derivedprivate client RAUM over total RAUM
Employees: 4
Advisory employees

Advisors on IAPD

current investment adviser representatives on the IAPD individual feed, longest tenure first

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
D••••• S••••	n/a	Scottsdale, AZ	2	10	2	no
L•••• M•••••	n/a	SCOTTSDALE, AZ	2	10

Advisor flows

derived: registrations beginning and ending at this CRD on IAPD, bulk corporate re-registrations excluded; the rate is departures over IAPD headcount

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	2	-2	n/a	0	2	0	4	2

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
E•••••••• M••• A•••• M••••••••• L••	2	Aug 5, 2026	Aug 17, 2026	SCOTTSDALE, AZ	Team lift out	Other	33.3%

Relationships

Registered with (6)

← J••••• M••• H••••••••Advisorregistration: current employment
Sep 17, 2025 to presentfactForm ADV
← J•••• L•• J••••••Advisorregistration: current employment
Jun 19, 2024 to presentfactForm ADV
← L•••• M•••••Advisorregistration: current employment
Jun 4, 2024 to presentfactForm ADV
← D••••• S••••

Dated events

Occurred
Aug 5, 2026
Team lift-out
2 advisors left S•• V••••• A••••••• (Scottsdale, AZ) for E•••••••• M••• A•••• M••••••••• L•• on the same day
Form ADVobserved 6 days ago
2 advisors
Occurred
Aug 5, 2026
Advisor changed firm
Michael Jonathan Floyd left S•• V••••• A••••••• for E•••••••• M••• A•••• M••••••••• L•• (registered 2026-07-31)
Form ADVobserved 6 days ago
Occurred
Aug 5, 2026
Advisor changed firm
Gregory William Halvorson left S•• V••••• A••••••• for E•••••••• M••• A•••• M••••••••• L•• (registered 2026-08-17)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56b1bf12-b5e3-5b43-c074-517bd24f3baf
First observed: Aug 5, 2026
Last observed: Aug 5, 2026 48 days ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.