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CRD 322382
DANVILLE, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
Dated 2026-08-05 (filing); first seen by DFX 2026-09-15.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| C••••••••• M•••••• C••••• | n/a | DANVILLE, CA | 4 | 12 | 2 | yes |
| D••••• J•• B••• | n/a | GREENSBURG, PA | DANVILLE, CA | 4 | 43 |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| L•••••• C••••••• A•••• L• | Hedge Fund | $2.6M | Jun 15, 2026 | 10 | Jun 15, 2026 | reported | 021-561347 |
| L•••••• C•••••• Y•••• F••• L• | Hedge Fund | $0 | Jun 15, 2026 |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| E•••••••• M••• G•••• I•• | PARENT COMPANY COMPLIANCE OFFICER | E | yes | 05/2022 | Jun 15, 2026 | Jun 15, 2026 |
| M•••••••• B••••• M•••••• | Chairman | Na | yes | 05/2022 | Jun 15, 2026 | Jun 15, 2026 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| E•••••••• M••• I•••••••• S••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| E•••••••• M••• I••••••••• L•• | n/a | n/a | n/a | N | yes | n/a |
| City | State | Country | Employees | Also broker-dealer |
|---|---|---|---|---|
| NEW BERLIN | Wi | United States | 7 | no |
| Monroeville | Pa | United States | 4 | no |
| ST. GEORGE | Ut | United States | 4 | no |
| Scottsdale | Az | United States | 3 | no |
| POTOMAC FALLS | Va | United States |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Apr 20, 2026 |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 12 | 3 | 9 | 3.5% | 2 | 1 | 0 | 44 | 22 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $985M | $582M | 69.3% | $113M | 105.6% | 108 | 92 | 14 | 11 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| A• W••••• M••••••••• L•• | 3 | May 15, 2025 | May 14, 2025 | DANVILLE, CA | Team lift out | RIA to ibd | 4.1% |
| A• W••••• M••••••••• L•• | 4 | May 15, 2025 | May 15, 2025 |
| Other firm | Advisors | First left | Last joined | From | Kind | Move type | Share of firm |
|---|---|---|---|---|---|---|---|
| S•• V••••• A••••••• | 2 | Aug 5, 2026 | Aug 17, 2026 | SCOTTSDALE, AZ | Team lift out | Other | 33.3% |
| G••••• V••• C•••••• M••••••••• L•• | 4 | Jan 14, 2026 | Jan 21, 2026 |
| yes |
| D•••••• R•••••• D••••••• | n/a | Wyomissing, PA | DANVILLE, CA | 4 | 13 | 2 | no |
| S••••• J••• H••••• | Certified Financial Planner | Northbrook, IL | DANVILLE, CA | 4 | 12 | 2 | no |
| E••• O•• | n/a | San Diego, CA | DANVILLE, CA | 4 | 12 | 1 | no |
| G•••••• G••••• | n/a | DANVILLE, CA | Stockton, CA | 4 | 19 | 1 | no |
| J••••• A•••••• B•••••• | n/a | LA PORTE, TX | DANVILLE, CA | 4 | 18 | 4 | yes |
| M•••• P•••••• C•••• | n/a | ROCKLIN, CA | DANVILLE, CA | 4 | 11 | 1 | no |
| B••••••• A••••• J••••• | n/a | DANVILLE, CA | COLUMBUS, OH | 4 | 11 | 1 | no |
| M•••••• A•••••• P••••••••• | n/a | DANVILLE, CA | CRYSTAL LAKE, IL | 4 | 12 | 1 | no |
| C••••••••• R•••••• R••• | n/a | Roseville, CA | DANVILLE, CA | 4 | 18 | 2 | no |
| S•••• L•••••• B•••• | n/a | DANVILLE, CA | GOLD RIVER, CA | 4 | 13 | 1 | no |
| J••••••• D•••• M••••• | n/a | BARTLETT, IL | DANVILLE, CA | 4 | 20 | 1 | no |
| G••••• A• N••••••• | n/a | GILBERT, AZ | DANVILLE, CA | 4 | 23 | 2 | no |
| A••••• L•••• | n/a | Newport Beach, CA | DANVILLE, CA | 4 | 11 | 1 | no |
| B•••• M•••••• M••••••• | n/a | DANVILLE, CA | HENDERSON, NV | 4 | 14 | 4 | no |
| T••• J•• C•••••• | n/a | DANVILLE, CA | Payson, UT | 3 | 27 | 2 | yes |
| A••• M••••••• S•••••••• | n/a | Potomac Falls, VA | DANVILLE, CA | 3 | 11 | 1 | no |
| T•••••• D•••••• N••••• | n/a | Potomac Falls, VA | DANVILLE, CA | 3 | 13 | 4 | no |
| G••••••• M•••••• W••••• | n/a | DANVILLE, CA | Potomac Falls, VA | 3 | 12 | 1 | no |
| A••• J•• M•••••• | n/a | Denver, CO | DANVILLE, CA | 3 | 21 | 5 | no |
| M•••••• S••••• | n/a | DANVILLE, CA | 3 | 15 | n/a | no |
| L••• A•• G•••• | Certified Financial Planner | DANVILLE, CA | 2 | 30 | 7 | yes |
| J•••• P••• B••••• | n/a | Beverly, MA | DANVILLE, CA | 2 | 14 | 1 | no |
| N•••• M••••• | n/a | DANVILLE, CA | Los Angeles, CA | 2 | 20 | 1 | yes |
| 3 |
| Jun 15, 2026 |
| reported |
| 021-212912 |
| PRESIDENT AND CHIEF COMPLIANCE OFFICER |
| Na |
| yes |
| 05/2022 |
| Jun 16, 2022 |
| Oct 24, 2024 |
| M•••••••• B••••• M•••••• | MANAGING MEMBER | E | yes | 01/2019 | Jun 16, 2022 | Oct 24, 2024 |
| B•••• M••••••• L•• | Owner | E | no | 01/2019 | Jun 16, 2022 | Oct 24, 2024 |
| no |
| Danville | CA | United States | 2 | yes |
| Indiana | Pa | United States | 2 | no |
| Denver | Co | United States | 1 | no |
| LAKE MARY | FL | United States | 1 | no |
| Greensberg | Pa | United States | 1 | no |
| Wyomissing | Pa | United States | 1 | no |
| $985M |
| $985M |
| 108 |
| 85 |
| 15 |
| 1 |
| n/a |
| 2024 | Apr 29, 2025 | $582M | $582M | 92 | 76 | 11 | n/a | n/a |
| 2023 | Feb 27, 2024 | $229M | $229M | 48 | 43 | 9 | n/a | n/a |
| 2022 | Mar 16, 2023 | $113M | $113M | 34 | 32 | 7 | n/a | n/a |
| MONROEVILLE, PA |
| Team lift out |
| RIA to ibd |
| 5.4% |
| WAUKESHA, WI |
| Team lift out |
| RIA to RIA |
| 4.0% |
| A••••• T••••• P•••••• W••••• | 2 | Aug 19, 2025 | Sep 16, 2025 | SCOTTSDALE, AZ | Team lift out | RIA to RIA | 2.6% |
| S•• I••••••••• A•••••••• I••• | 6 | Oct 17, 2024 | Sep 10, 2024 | SAN DIEGO, CA | Team lift out | Ibd to RIA | 6.2% |
| S•• I••••••••• A•••••••• I••• | 4 | Oct 17, 2024 | Jan 1, 2025 | NEW BERLIN, WI | Team lift out | Ibd to RIA | 4.1% |
| T••••••••• F•••••••• A•••••••• L•• | 2 | Jun 13, 2024 | Jun 25, 2024 | PASADENA, CA | Team lift out | Ibd to RIA | 0.2% |
| T••••••••• F•••••••• A•••••••• L•• | 2 | Apr 4, 2024 | May 17, 2024 | SAN DIEGO, CA | Team lift out | Ibd to RIA | 0.2% |
| B••• R•• I••••••••• M••••••••• L•• | 3 | May 4, 2023 | May 3, 2023 | MCLEAN, VA | Firm absorbed | Other | 75.0% |
| V••••• A•••• M••••••••• | 2 | Nov 30, 2022 | Sep 14, 2022 | GILBERT, AZ | Team lift out | RIA to new firm | 3.1% |
| V••••• A•••• M••••••••• | 3 | Nov 30, 2022 | Mar 21, 2025 | ROSEVILLE, CA | Team lift out | RIA to new firm | 4.6% |
| V••••• A•••• M••••••••• | 2 | Nov 30, 2022 | Sep 9, 2022 | LAKE FOREST, IL | Team lift out | RIA to new firm | 3.1% |
| V••••• A•••• M••••••••• | 6 | Nov 30, 2022 | Sep 15, 2022 | DURHAM, NC | Team lift out | RIA to new firm | 9.2% |
| V••••• A•••• M••••••••• | 4 | Nov 30, 2022 | Apr 24, 2023 | MONROEVILLE, PA | Team lift out | RIA to new firm | 6.2% |
| V••••• A•••• M••••••••• | 2 | Sep 28, 2022 | Sep 12, 2022 | DURHAM, NC | Team lift out | RIA to new firm | 2.9% |