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Reading the graph
Advisor at WELLS FARGO ADVISORS
CASPER, WY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| WELLS FARGO ADVISORS | Wirehouse | Mar 18, 2025 | n/a | yes | CASPER, WY | Current employment |
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Wirehouse | Apr 20, 2011 | Mar 19, 2025 | no | CASPER, WY|Casper, WY | Previous registration |
| MORGAN STANLEY DW INC. | n/a | Apr 2, 2002 | Apr 7, 2006 | no | CASPER, WY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | WELLS FARGO ADVISORS | Mar 19, 2025 | Mar 18, 2025 | -1 | Firm change | Wirehouse to wirehouse |
| MORGAN STANLEY DW INC. | MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED | Apr 7, 2006 | Apr 20, 2011 | 1,839 | Firm change after gap | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 7691:19616:WY:2025-03-19 | Mar 19, 2025 | Mar 18, 2025 | CASPER, WY | Firm change |