DFX Intelligence
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Reading the graph
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Advisor at B•••••• S•••• C••••••
MINNETONKA, MN | TROY, MI
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| B•••••• S•••• C•••••• | State registered | Jan 5, 2026 | n/a | yes | TROY, MI|MINNETONKA, MN | Current employment |
| W•••• F•••• A••••••• | Wirehouse | Jan 3, 2011 | Feb 14, 2011 | no | ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| W•••• F•••• A••••••• | B•••••• S•••• C•••••• | Feb 14, 2011 | Jan 5, 2026 | 5,439 | Firm change after gap | Wirehouse to state RIA |
| W•••• F•••• I••••••••• L•• | W•••• F•••• A••••••• | Jan 3, 2011 | Jan 3, 2011 |
| W•••• F•••• I••••••••• L•• |
| n/a |
| Nov 23, 2010 |
| Jan 3, 2011 |
| no |
| MINNEAPOLIS, MN |
| Previous registration |
| L•• F•••••••• L•• | Bd affiliated wealth | Nov 12, 2004 | Dec 11, 2008 | no | BINGHAM FARMS, MI|TROY, MI|TROY, MI | Previous registration |
| B••• O•• S••••••••• C••••••••• | n/a | Oct 24, 2001 | Feb 12, 2003 | no | BLOOMFIELD , MI | Previous registration |
| 0 |
| Bulk transfer |
| Other |
| L•• F•••••••• L•• | W•••• F•••• I••••••••• L•• | Dec 11, 2008 | Nov 23, 2010 | 712 | Firm change after gap | Other |
| B••• O•• S••••••••• C••••••••• | L•• F•••••••• L•• | Feb 12, 2003 | Nov 12, 2004 | 639 | Firm change after gap | Other |