RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
K•••• C••••• L•••••••••
- B•••••• S•••• C•••••• state registered currentsince Jan 5, 2026 · Troy, Mi
- W•••• F•••• A••••••• wirehouseJan 3, 2011 to Feb 14, 2011 · St. Louis, Mo
- W•••• F•••• I••••••••• L•• unclassifiedNov 23, 2010 to Jan 3, 2011 · Minneapolis, Mn
- L•• F•••••••• L•• BD affiliatedNov 12, 2004 to Dec 11, 2008 · Bingham Farms, Mi
- B••• O•• S••••••••• C••••••••• unclassifiedOct 24, 2001 to Feb 12, 2003 · Bloomfield , Mi
- W•••• F•••• A••••••• to B•••••• S•••• C••••••left Feb 14, 2011, registered Jan 5, 2026 (5439 days) · Wirehouse to a state-registered adviser
- W•••• F•••• I••••••••• L•• to W•••• F•••• A•••••••left Jan 3, 2011, registered Jan 3, 2011 (0 days) · corporate re-registration, not a move
- L•• F•••••••• L•• to W•••• F•••• I••••••••• L••left Dec 11, 2008, registered Nov 23, 2010 (712 days) · Other
- B••• O•• S••••••••• C••••••••• to L•• F•••••••• L••left Feb 12, 2003, registered Nov 12, 2004 (639 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- STATE REGISTEREDderived
- Years in industry
- 26derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address