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Advisor at VANDERBILT ADVISORY SERVICES
WOODBURY, NY | ROGERS, AR
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| VANDERBILT ADVISORY SERVICES | Bd affiliated wealth | Dec 14, 2016 | n/a | yes | ROGERS, AR|WOODBURY, NY | Current employment |
| BFC PLANNING, INC. | Bd affiliated wealth | Sep 11, 2014 | Dec 9, 2016 | no | ROGERS, AR|CEDAR RAPIDS, IA | Previous registration |
| AVANTAX ADVISORY SERVICES | Former SEC adviser | Jul 16, 2008 | Sep 19, 2014 | no | ROGERS, AR | Previous registration |
| 1ST GLOBAL ADVISORS INC | Former SEC adviser | Aug 24, 2005 | Jul 7, 2008 | no | ROGERS, AR | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| BFC PLANNING, INC. | VANDERBILT ADVISORY SERVICES | Dec 9, 2016 | Dec 14, 2016 | 5 | Firm change | Other |
| AVANTAX ADVISORY SERVICES | BFC PLANNING, INC. | Sep 19, 2014 | Sep 11, 2014 | -8 | Firm change | Other |
| 1ST GLOBAL ADVISORS INC | AVANTAX ADVISORY SERVICES | Jul 7, 2008 | Jul 16, 2008 | 9 | Firm change | Other |