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RIA / WealthAdvisor23 years in industry

ROD CAIN JONES

Advisor at CAIN CAPITAL MANAGEMENT, LP

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56f2a366-615f-6e6e-ef3d-70ab8b630f55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 1
Observed: Feb 7, 2003 to Sep 14, 2026

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Private Equityidentity

ROD Cain Jones

same person, same CRD on Schedule A · confidence 95% · family precision 100%

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: CAIN CAPITAL MANAGEMENT, LP
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Feb 7, 2003earliest registration or exam on IAPD
Years in industry: 23derivedfrom the industry start date
Years at current firm: 12derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63
First exam: Mar 4, 2013
First registration: Feb 7, 2003
Dual registered: no
IAPD individual key: 2401144

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
CAIN CAPITAL MANAGEMENT, LP	Independent wealth	Apr 22, 2014	n/a	yes	DALLAS, TX	Current employment
BLACKROCK FINANCIAL MANAGEMENT, INC	Other adviser	Jan 26, 2012	Feb 3, 2014	no	NEW YORK, NY	Previous registration
CAIN CAPITAL MANAGEMENT, LP	Independent wealth	Feb 18, 2005	Jun 29, 2012	no	DALLAS, TX	Previous registration
CAIN CAPITAL MANAGEMENT, LP	Independent wealth	Feb 7, 2003	Dec 31, 2004	no	DALLAS, TX	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BLACKROCK FINANCIAL MANAGEMENT, INC	CAIN CAPITAL MANAGEMENT, LP	Feb 3, 2014	Apr 22, 2014	78	Firm change	Other
CAIN CAPITAL MANAGEMENT, LP	BLACKROCK FINANCIAL MANAGEMENT, INC	Jun 29, 2012	Jan 26, 2012	-155	Firm change after gap	Other

Relationships

Registered with (2)

→ CAIN CAPITAL MANAGEMENT, LPRegistered adviserregistration: previous registration
Feb 18, 2005 to Jun 29, 2012factForm ADV
→ BLACKROCK FINANCIAL MANAGEMENT, INCRegistered adviserregistration: previous registration
Jan 26, 2012 to Feb 3, 2014factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:56f2a366-615f-6e6e-ef3d-70ab8b630f55
First observed: Feb 7, 2003
Last observed: Sep 14, 2026 6 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

ROD CAIN JONES

Advisor at CAIN CAPITAL MANAGEMENT, LP

DALLAS, TX

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:56f2a366-615f-6e6e-ef3d-70ab8b630f55

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 6:19 AM UTC and rebuilt at most every 15 minutes.

Firm

Class

Began

Ended

Current

Branch

Basis

CAIN CAPITAL MANAGEMENT, LP

Independent wealth

Apr 22, 2014

n/a

yes

DALLAS, TX

Current employment

BLACKROCK FINANCIAL MANAGEMENT, INC

Other adviser

Jan 26, 2012

Feb 3, 2014

NEW YORK, NY

Previous registration

CAIN CAPITAL MANAGEMENT, LP

Independent wealth

Feb 18, 2005

Jun 29, 2012

DALLAS, TX

Previous registration

CAIN CAPITAL MANAGEMENT, LP

Independent wealth

Feb 7, 2003

Dec 31, 2004

DALLAS, TX

Previous registration

From

Left

Joined

Gap, days

Kind

Move type

BLACKROCK FINANCIAL MANAGEMENT, INC

CAIN CAPITAL MANAGEMENT, LP

Feb 3, 2014

Apr 22, 2014

Firm change

Other

CAIN CAPITAL MANAGEMENT, LP

BLACKROCK FINANCIAL MANAGEMENT, INC

Jun 29, 2012

Jan 26, 2012

-155

Firm change after gap

Other