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CAIN CAPITAL L.L.C., CRD 113592
DALLAS, TX
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| ROD CAIN JONES | n/a | DALLAS, TX | 12 | 23 | 3 | no |
| Fund | Type | Reported GAV | As of | Owners | First reported | Status | Form D file |
|---|---|---|---|---|---|---|---|
| CAIN CAPITAL INFRASTRUCTURE PARTNERS, L.P. | Other Private Fund | $10.1M | Mar 11, 2024 | 4 | Mar 31, 2015 | reported | n/a |
| CAIN AGRA, L.P. | Other Private Fund | $4.6M | Mar 11, 2024 | 5 | Mar 30, 2012 | reported | n/a |
| CAIN FENWAY PARTNERS, LP | Other Private Fund | $2.5M | Mar 11, 2024 | 7 | Feb 28, 2022 | reported | n/a |
| CAIN FAMILY TIMBER PARTNERS, L.P. | Other Private Fund | $1.8M | Mar 11, 2024 | 3 | Mar 30, 2012 | reported | n/a |
| CAIN MULTI-FAMILY, L.P. | Other Private Fund | $797,862 | Mar 11, 2024 | 7 | Jan 20, 2014 | reported | n/a |
| FAX/MELBOURNE, L.P. | Other Private Fund | $622,188 | Mar 11, 2024 | 23 | Mar 30, 2012 | reported | n/a |
| CAIN VC HEALTH FUND, LP | Other Private Fund | $614,061 | Mar 11, 2024 | 11 | Mar 29, 2019 | reported | n/a |
| CAIN PTH PARTNERS, LP | Other Private Fund | $484,104 | Mar 11, 2024 | 10 | Mar 29, 2016 | reported | n/a |
| CAIN V.C. PARTNERS | Other Private Fund | $438,464 | Mar 11, 2024 | 10 | Mar 29, 2016 | reported | n/a |
| CAIN FAMILY ENERGY PARTNERS, L.P. | Other Private Fund | $164,928 | Mar 11, 2024 | 7 | Mar 30, 2012 | reported | n/a |
| CAIN CAPITAL PARTNERS FUND II, L.P. | Private Equity Fund | $117,065 | Jun 23, 2015 | 19 | Mar 30, 2012 | dropped | n/a |
| FAX/WHITEHORSE I, L.P. | Securitized Asset Fund | $95,306 | Mar 31, 2014 | 18 | Mar 30, 2012 | dropped | n/a |
| FAMILY ACCESS EXCHANGE II, L.P. | Other Private Fund | $28,447 | Mar 30, 2017 | 4 | Mar 30, 2017 | dropped | n/a |
| POSTMAN PARTNERS, L.P. | Other Private Fund | $21,728 | Jun 23, 2015 | 1 | Mar 31, 2014 | dropped | n/a |
| CAIN CAPITAL 3131, L.P. | Other Private Fund | $11,061 | Jun 3, 2020 | 12 | Mar 31, 2015 | dropped | n/a |
| CAIN CAPITAL CRYPTIC, L.P. | Other Private Fund | $10,291 | Dec 16, 2019 | 29 | Mar 31, 2015 | dropped | n/a |
| CAIN CAPITAL OPEN SESAME, LP | Other Private Fund | $1,375 | Mar 29, 2016 | 9 | Mar 31, 2015 | dropped | n/a |
| CAIN FAMILY MEDICAL PARTNERS, L.P. | Other Private Fund | $398 | Mar 12, 2021 | 7 | Mar 30, 2012 | dropped | n/a |
| FAX/NTE AVIATION, L.P. | Other Private Fund | $0 | Apr 1, 2013 | 3 | Mar 30, 2012 | dropped | n/a |
| CAIN CAPITAL LATITUDE, L.P. | Other Private Fund | $0 | Dec 16, 2019 | 4 | Mar 30, 2012 | dropped | n/a |
| CRYPTIC LENDING, LLC | Other Private Fund | $0 | Dec 16, 2019 | 5 | Mar 29, 2016 | dropped | n/a |
| CF MEMORY PARTNERS, L.P. | Other Private Fund | $0 | Jun 3, 2020 | 8 | Mar 30, 2012 | dropped | n/a |
| CAIN CAPITAL CRYPTIC GENPAR, L.P. | Other Private Fund | $0 | Dec 16, 2019 | 3 | Mar 31, 2015 | dropped | n/a |
| CFO MEDIA, L.P. | Other Private Fund | $0 | Mar 31, 2014 | 3 | Mar 30, 2012 | dropped | n/a |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| HENNESY, HUGH, PATRICK | CHIEF COMPLIANCE OFFICER AND CHIEF FINANCIAL OFFICER | Na | yes | 10/2000 | Mar 30, 2012 | Mar 11, 2024 |
| JONES, ROD, CAIN | MANAGING MEMBER | E | yes | 01/1998 | Mar 30, 2012 | Mar 11, 2024 |
| PARKER, KEVIN, BRADY | CHIEF OPERATING OFFICER | Na | yes | 05/2012 | Jul 2, 2012 | Mar 11, 2024 |
| Related person | Type | Class on the graph | Its RAUM | Control | Common control | State |
|---|---|---|---|---|---|---|
| CAIN CAPITAL INFRASTRUCTURE GP, LLC | n/a | n/a | n/a | Y | yes | n/a |
| CAIN CAPITAL MANAGEMENT, L.P. | n/a | n/a | n/a | Y | yes | n/a |
| FAMILY ACCESS EXCHANGE II, L.P. | n/a | n/a | n/a | Y | yes | n/a |
| FAMILY ACCESS EXCHANGE, L.P. | n/a | n/a | n/a | Y | yes | n/a |
| FAXGENPAR, L.L.C. | n/a | n/a | n/a | Y | yes | n/a |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Feb 25, 2026 | $171M | $171M | 4 | 4 | 0 | 11 | n/a |
| 2024 | Feb 25, 2025 | $165M | $165M | 4 | 4 | 0 | 11 | n/a |
| 2023 | Mar 11, 2024 | $139M | $139M | 4 | 4 | 0 | 10 | $22.1M |
| 2022 | Mar 13, 2023 | $156M | $156M | 4 | 4 | 0 | 10 | $17.6M |
| 2021 | Feb 28, 2022 | $166M | $166M | 4 | 4 | 0 | 10 | $17.2M |
| 2020 | Mar 11, 2021 | $133M | $133M | 4 | 4 | 0 | 10 | $14.4M |
| 2019 | Mar 26, 2020 | $133M | $133M | 4 | 4 | 0 | 12 | $13.3M |
| 2018 | Mar 29, 2019 | $121M | $79.8M | 4 | 4 | 0 | 16 | $14.1M |
| 2017 | Mar 29, 2018 | $121M | $99.2M | 4 | 4 | 0 | 15 | $18.8M |
| 2016 | Mar 30, 2017 | $180M | $102M | 5 | 5 | n/a | 16 | $37.5M |
| 2015 | Mar 29, 2016 | $200M | $97.4M | 5 | 5 | n/a | 16 | $35.3M |
| 2014 | Mar 31, 2015 | $152M | $152M | 3 | 3 | n/a | 15 | $25.8M |
| 2013 | Mar 31, 2014 | $124M | $124M | 3 | 3 | n/a | 12 | $452,615 |
| 2012 | Apr 1, 2013 | $118M | $118M | 3 | 2 | n/a | 11 | $16.8M |
| 2011 | Mar 30, 2012 | $122M | $122M | n/a | n/a | n/a | 11 | $25.2M |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $171M | $165M | 3.9% | $156M | 3.2% | 4 | 4 | 0 | 0 |