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Advisor at REDWOOD PARK ADVISORS
REDWOOD CITY, CA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| REDWOOD PARK ADVISORS | Independent wealth | Jun 29, 2020 | n/a | yes | REDWOOD CITY, CA | Current employment |
| LPL FINANCIAL LLC | Bd affiliated wealth | May 25, 2012 | Jul 2, 2020 | no | REDWOOD CITY, CA | Previous registration |
| MORGAN STANLEY | Wirehouse | Sep 22, 2009 | May 16, 2012 | no | Palo Alto, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| LPL FINANCIAL LLC | REDWOOD PARK ADVISORS | Jul 2, 2020 | Jun 29, 2020 | -3 | Firm change | Ibd to new firm |
| MORGAN STANLEY | LPL FINANCIAL LLC | May 16, 2012 | May 25, 2012 | 9 | Firm change | Other |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 6413:307958:CA:2020-07-02 | Jul 2, 2020 | Jun 29, 2020 | REDWOOD CITY, CA | Firm change |