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Advisor at NEUBERGER BERMAN BD LLC
NEW YORK, NY | Katonah, NY
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| NEUBERGER BERMAN BD LLC | No RAUM reported | Aug 17, 2026 | n/a | yes | Katonah, NY|NEW YORK, NY | Current employment |
| MORGAN STANLEY | Wirehouse | Nov 10, 2015 | Jan 18, 2018 | no | Greenwich, CT|WESTPORT, CT|New York, NY|PURCHASE, NY|Westport, CT | Previous registration |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | Asset manager | Mar 28, 2006 | Feb 18, 2014 | no | NEW YORK, NY | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| MORGAN STANLEY | NEUBERGER BERMAN BD LLC | Jan 18, 2018 | Aug 17, 2026 | 3,133 | Firm change after gap | Other |
| NEW YORK LIFE INVESTMENT MANAGEMENT LLC | MORGAN STANLEY | Feb 18, 2014 | Nov 10, 2015 | 630 | Firm change after gap | Other |