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RIA / WealthAdvisordual registered (broker-dealer)14 years in industry

DAVID FRECKLETON

Advisor at STRATEGIC ADVISERS LLC

MIAMI, FL

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Search this name across graphsid dfx:ria:57003c5d-9acb-6967-66ed-b76275d896ac

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:23 AM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Dec 23, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: STRATEGIC ADVISERS LLC
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Dec 21, 2011earliest registration or exam on IAPD
Years in industry: 14derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S66
First exam: Dec 21, 2011
First registration: Dec 23, 2011
Dual registered: yes, broker-dealer
Other names: David Freckleton|DAVID ANTHONY FRECKLETON
IAPD individual key: 5479651

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
STRATEGIC ADVISERS LLC	National bd RIA	Mar 31, 2025	n/a	yes	MIAMI, FL	Current employment
FIDELITY PERSONAL AND WORKPLACE ADVISORS	Former SEC adviser	Feb 2, 2023	Mar 31, 2025	no	MIAMI, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Apr 18, 2016	Dec 3, 2022	no	MIAMI, FL\|MIAMI, FL\|NORTH MIAMI, FL\|NORTH MIAMI, FL\|MIRAMAR, FL\|HOLLYWOOD, FL\|HOLLYWOOD, FL	Previous registration
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Wirehouse	Jun 12, 2015	Mar 2, 2016	no	PLANTATION, FL	Previous registration
J.P. MORGAN SECURITIES LLC	Wirehouse	Oct 1, 2012	Jun 12, 2015	no	MIAMI, FL\|NORTH MIAMI BEACH, FL\|PEMBROKE PINES, FL\|DAVIE, FL\|PEMBROKE PINES, FL\|HOLLYWOOD, FL\|AVENTURA, FL\|AVENTURA, FL\|NORTH MIAMI, FL\|NORTH MIAMI, FL\|DAVIE, FL	Previous registration
CHASE INVESTMENT SERVICES CORP.	Former SEC adviser	Dec 23, 2011	Oct 1, 2012	no	NORTH MIAMI, FL\|MIAMI, FL\|NORTH MIAMI, FL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
FIDELITY PERSONAL AND WORKPLACE ADVISORS	STRATEGIC ADVISERS LLC	Mar 31, 2025	Mar 31, 2025	0	Bulk transfer	Ibd to ibd
J.P. MORGAN SECURITIES LLC	FIDELITY PERSONAL AND WORKPLACE ADVISORS	Dec 3, 2022	Feb 2, 2023	61	Firm change	Wirehouse to ibd
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	J.P. MORGAN SECURITIES LLC	Mar 2, 2016	Apr 18, 2016	47	Firm change	Wirehouse to wirehouse
J.P. MORGAN SECURITIES LLC	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED	Jun 12, 2015	Jun 12, 2015	0	Firm change	Wirehouse to wirehouse
CHASE INVESTMENT SERVICES CORP.	J.P. MORGAN SECURITIES LLC	Oct 1, 2012	Oct 1, 2012	0	Bulk transfer	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
79:7691:FL:2015-06-12	Jun 12, 2015	Jun 12, 2015	DAVIE, FL	Firm change

Relationships

Registered with (5)

→ STRATEGIC ADVISERS LLCRegistered adviserregistration: current employment
Mar 31, 2025 to presentfactForm ADV
→ FIDELITY PERSONAL AND WORKPLACE ADVISORSRegistered adviserregistration: previous registration
Feb 2, 2023 to Mar 31, 2025factForm ADV
→ J.P. MORGAN SECURITIES LLCRegistered adviserregistration: previous registration
Apr 18, 2016 to Dec 3, 2022factForm ADV
→ MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDRegistered adviserregistration: previous registration
Jun 12, 2015 to Mar 2, 2016factForm ADV
→ CHASE INVESTMENT SERVICES CORP.Registered adviserregistration: previous registration
Dec 23, 2011 to Oct 1, 2012factForm ADV

Dated events

Occurred
Dec 3, 2022
Advisor changed firm
David Freckleton left J.P. Morgan Securities Llc for Fidelity Personal And Workplace Advisors (registered 2023-02-02)
Form ADVobserved 6 days ago