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CRD 290727
CHARLOTTE, NC
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| JOHN NICHOLAS FOY | Certified Financial Planner | CHARLOTTE, NC | 8 | 19 | 1 | no |
| NATALIE SYLVESTER FOY | Certified Financial Planner|Chartered Financial Analyst | CHARLOTTE, NC | 6 | 20 | n/a | no |
| JENNIFER LEIGH HILL | Certified Financial Planner | CHARLOTTE, NC | 2 | 11 | 2 | no |
| CAROLINE GALLAGHER | n/a | CHARLOTTE, NC | 0 | 12 | n/a | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| FOY, JOHN, NICHOLAS | FOUNDER, CCO | E | yes | 09/2017 | Apr 10, 2023 | Feb 13, 2024 |
| FOY, NATALIE, SYLVESTER | CFO, ADVISOR | Na | yes | 06/2020 | Apr 10, 2023 | Feb 13, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 25, 2026 | $185M | $182M | 4 | 4 | 0 | n/a | n/a |
| 2024 | Jan 30, 2025 | $140M | $138M | 4 | 4 | 0 | n/a | n/a |
| 2023 | Feb 4, 2024 | $111M | $110M | 5 | 4 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 1 | -1 | 25.0% | 0 | 0 | 0 | 1 | 1 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $185M | $140M | 32.0% | n/a | n/a | 4 | 4 | 0 | 0 |