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RIA / WealthAdvisorCertified Financial Planner|Chartered Financial Analystdual registered (broker-dealer)18 years in industry

ANDREW RITCHIE HARRIS

Advisor at VANGUARD ADVISERS, INC.

CHARLOTTE, NC

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Search this name across graphsid dfx:ria:0cdfffbc-5662-12dd-fd92-696676c6f48e

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 8:42 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 2
On other graphs: 0
Observed: Apr 8, 2009 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: VANGUARD ADVISERS, INC.
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 1, 2008earliest registration or exam on IAPD
Years in industry: 18derivedfrom the industry start date
Years at current firm: 1derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 2
Designations: Certified Financial Planner|Chartered Financial Analyst
Exams: S63|S65
First exam: Apr 7, 2009
First registration: Apr 8, 2009
Dual registered: yes, broker-dealer
Other names: ANDREW HARRIS|DREW HARRIS|ANDREW R HARRIS
IAPD individual key: 5652347

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
VANGUARD ADVISERS, INC.	Bd affiliated wealth	Jul 30, 2025	n/a	yes	CHARLOTTE, NC	Current employment
STORY FINANCIAL PLANNING	n/a	Aug 17, 2023	May 23, 2025	no	CHARLOTTE, NC	Previous registration
GREENWAY WEALTH ADVISORS, LLC	Independent wealth	Nov 6, 2019	Jun 2, 2023	no	CHARLOTTE, NC	Previous registration
SAPERE WEALTH MANAGEMENT, LLC	Independent wealth	Apr 8, 2009	Oct 24, 2019	no	MATTHEWS, NC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
STORY FINANCIAL PLANNING	VANGUARD ADVISERS, INC.	May 23, 2025	Jul 30, 2025	68	Firm change	Other
GREENWAY WEALTH ADVISORS, LLC	STORY FINANCIAL PLANNING	Jun 2, 2023	Aug 17, 2023	76	Firm change	Other
SAPERE WEALTH MANAGEMENT, LLC	GREENWAY WEALTH ADVISORS, LLC	Oct 24, 2019	Nov 6, 2019	13	Firm change	RIA to RIA

Relationships

Registered with (4)

→ VANGUARD ADVISERS, INC.Registered adviserregistration: current employment
Jul 30, 2025 to presentfactForm ADV
→ STORY FINANCIAL PLANNINGRegistered adviserregistration: previous registration
Aug 17, 2023 to May 23, 2025factForm ADV
→ GREENWAY WEALTH ADVISORS, LLCRegistered adviserregistration: previous registration
Nov 6, 2019 to Jun 2, 2023factForm ADV
→ SAPERE WEALTH MANAGEMENT, LLCRegistered adviserregistration: previous registration
Apr 8, 2009 to Oct 24, 2019factForm ADV

Dated events

Occurred
May 23, 2025
Advisor changed firm
Andrew Ritchie Harris left Story Financial Planning for Vanguard Advisers, Inc. (registered 2025-07-30)
Form ADVobserved 6 days ago
Occurred
Jun 2, 2023
Advisor changed firm
Andrew Ritchie Harris left Greenway Wealth Advisors, Llc for Story Financial Planning (registered 2023-08-17)
Form ADVobserved 6 days ago