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S•••• G• B••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor46 years in industry

S•••• G• B••••

Advisor at M••••• G•••• I••••••••• A•••••••• L••

Worcester, MA | ST. LOUIS, MO

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Search this name across graphsid dfx:ria:57076e5f-3493-c378-69e3-acf703d926c8

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:56 AM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: Jul 21, 2017 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M••••• G•••• I••••••••• A•••••••• L••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 28, 1980earliest registration or exam on IAPD
Years in industry: 46derivedfrom the industry start date
Years at current firm: 5derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
M••••• G•••• I••••••••• A•••••••• L••	Independent wealth	Feb 18, 2021	n/a	yes	ST. LOUIS, MO\|Worcester, MA	Current employment
T•• B•••• G••••	Former SEC adviser	Feb 7, 2020	Feb 12, 2021	no

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
T•• B•••• G••••	M••••• G•••• I••••••••• A•••••••• L••	Feb 12, 2021	Feb 18, 2021	6	Firm change	RIA to RIA
W•••• F•••• A•••••••	T•• B•••• G••••	Sep 18, 2019

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
301876:104727:MA:2021-02-12	Feb 12, 2021	Feb 18, 2021	WORCESTER, MA	Firm change
19616:301876:MA:2019-09-18	Sep 18, 2019	Oct 18, 2019	WORCESTER, MA	Firm change

Relationships

Registered with (3)

→ M••••• G•••• I••••••••• A•••••••• L••Registered adviserregistration: current employment
Feb 18, 2021 to presentfactForm ADV
→ T•• B•••• G••••Registered adviserregistration: previous registration
Feb 7, 2020 to Feb 12, 2021factForm ADV
→ W•••• F•••• A•••••••Registered adviserregistration: previous registration
Jul 21, 2017 to Sep 18, 2019factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57076e5f-3493-c378-69e3-acf703d926c8
First observed: Jul 21, 2017
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.