RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
S•••• G• B••••
- M••••• G•••• I••••••••• A•••••••• L•• independent RIA currentsince Feb 18, 2021 · St. Louis, Mo
- T•• B•••• G•••• formerFeb 7, 2020 to Feb 12, 2021 · Worcester, Ma
- T•• B•••• G•••• formerOct 18, 2019 to Dec 31, 2019 · Worcester, Ma
- W•••• F•••• A••••••• wirehouseJul 21, 2017 to Sep 18, 2019 · Boston, Ma
- T•• B•••• G•••• to M••••• G•••• I••••••••• A•••••••• L••left Feb 12, 2021, registered Feb 18, 2021 (6 days) · RIA to RIA · moved with a team
- W•••• F•••• A••••••• to T•• B•••• G••••left Sep 18, 2019, registered Oct 18, 2019 (30 days) · Wirehouse to a newly registered adviser (no RAUM reported yet) · moved with a team
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 46derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address