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Advisor at D••• D••••••• • C••
CHESTER, VA | GREAT FALLS, MT
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| D••• D••••••• • C•• | Independent wealth | Oct 2, 2024 | n/a | yes | GREAT FALLS, MT|CHESTER, VA | Current employment |
| D••••••• I••••••••• A•••••••• I••• | Independent wealth | Mar 1, 2023 | Oct 2, 2024 | no | Richmond, VA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| D••••••• I••••••••• A•••••••• I••• | D••• D••••••• • C•• | Oct 2, 2024 | Oct 2, 2024 | 0 | Firm change | RIA to RIA |
| C••••• A•••• M••••••••• L•• | D••••••• I••••••••• A•••••••• I••• | Mar 10, 2023 | Mar 1, 2023 |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 106657:110552:VA:2023-03-10 | Mar 10, 2023 | Mar 1, 2023 | HENRICO, VA | Firm change |
| C••••• A•••• M••••••••• L•• | Former SEC adviser | Mar 28, 2013 | Mar 10, 2023 | no | HENRICO, VA | Previous registration |
| -9 |
| Firm change |
| RIA to RIA |