DFX Intelligence

Data Factory

RIA / WealthRegistered adviserformer SEC advisernot on rosterRAUM 1b 10b

CAPRIN ASSET MANAGEMENT, LLC

CAPRIN ASSET MANAGEMENT LLC, CRD 106657

HENRICO, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cca6847b-3d39-52d9-9d57-a6a72a5e9f6e

Data as of Mar 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Relationships: 15
Dated events: 6
On other graphs: 0
Observed: Dec 19, 2011 to Mar 22, 2022
30 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: former SEC adviserderivedabsent from the latest SEC roster
Regulatory AUM: $1.4BItem 5.F on the latest filing (2022-03-22); as reported, and an affiliate's assets may be counted again on its own filing
Discretionary RAUM: $1.4B
Private client RAUM: $1.1BderivedItem 5.D individuals plus high net worth individuals
Private client share: 77%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 10
Advisory employees: 6
Offices: 1Schedule D 1.F, beyond the principal office
Accounts: 1,067
Individual clients: 0
High net worth clients: 978
SEC number: 801-53959
CRD: 106657
Filings on the tape: 30
First filed: Dec 19, 2011
Latest filed: Mar 22, 2022
Organised: Limited Liability Company, Virginia

Owners and control persons

Schedule A and B as filed; ownership codes are the form's bands (NA under 5%, A 5 to 10%, B 10 to 25%, C 25 to 50%, D 50 to 75%, E over 75%); people are listed as filed and never merged by name

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
HOOVER, MICHAEL, LOUIS	ELECTED MANAGER AND PRESIDENT	C	yes	03/2007	Dec 19, 2011	Mar 22, 2022
HORNER, EDWIN, BRYAN	ELECTED MANAGER	C	yes	12/2011	Dec 19, 2011	Mar 22, 2022
PAGE, CHERYL, LYNN	MANAGING DIRECTOR	C	yes	03/2007	Dec 19, 2011	Mar 22, 2022
PLOTKIN, ADAM, S	ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER	A	yes	03/2016	Dec 19, 2011	Mar 22, 2022
STUDEBAKER, PEYTON, MILLS	MANAGING DIRECTOR	A	no	09/2014	Dec 19, 2011	Mar 22, 2022

Offices

Schedule D 1.F offices beyond the principal office; street addresses are not published

City	State	Country	Employees	Also broker-dealer
Lynchburg	Va	United States	1	no

Regulatory AUM by fiscal year

annual amendments (and the roster's annual snapshot) as filed; where a year was amended twice the later filing draws the line

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2021	Mar 22, 2022	$1.4B	$1.4B	10	6	1	n/a	n/a
2020	Mar 30, 2021	$1.4B	$1.4B	11	6	1	n/a	n/a
2019	Mar 23, 2020	$1.4B	$1.4B	11	6	1	n/a	n/a
2018	Mar 19, 2019	$1.3B	$1.3B	10	6	1	n/a	n/a
2017	Mar 28, 2018	$1.3B	$1.3B	11	6	1	n/a	n/a
2016	Mar 10, 2017	$1.3B	$1.3B	13	11	n/a	n/a	n/a
2015	Mar 22, 2016	$1.3B	$1.3B	13	11	n/a	n/a	n/a
2014	Mar 5, 2015	$1.2B	$1.2B	13	11	n/a	n/a	n/a
2013	Mar 14, 2014	$1.1B	$1.1B	13	9	n/a	n/a	n/a
2012	Feb 21, 2013	$1.2B	$1.2B	16	12	n/a	n/a	n/a
2011	Jan 12, 2012	$1.1B	$1.1B	n/a	n/a	n/a	n/a	n/a

Growth

derived from consecutive annual filings; RAUM as reported

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2021	$1.4B	$1.4B	-1.2%	$1.3B	2.0%	10	11	1	1

Teams out

two or more advisors whose registrations ended here and began at one firm together: a fact of two dates, not a prediction

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
DAVIDSON INVESTMENT ADVISORS, INC.	5	Mar 10, 2023	Mar 13, 2023	HENRICO, VA	Firm absorbed	RIA to RIA	100.0%

Relationships

Controls (4)

← HOOVER, MICHAEL, LOUISOwnerELECTED MANAGER AND PRESIDENT, ownership code C, individual
Dec 19, 2011 to presentfactForm ADV
← PAGE, CHERYL, LYNNOwnerMANAGING DIRECTOR, ownership code C, individual
Dec 19, 2011 to presentfactForm ADV
← PLOTKIN, ADAM, SOwnerELECTED MANAGER AND CHIEF COMPLIANCE OFFICER, ownership code A, individual
Dec 19, 2011 to presentfactForm ADV
← HORNER, EDWIN, BRYANOwnerELECTED MANAGER, ownership code C, individual
Dec 19, 2011 to presentfactForm ADV

Owns (1)

← STUDEBAKER, PEYTON, MILLSOwnerMANAGING DIRECTOR, ownership code A, individual
Dec 19, 2011 to presentfactForm ADV

Moved with (1)

→ DAVIDSON INVESTMENT ADVISORS, INC.Registered adviser5 advisors, firm absorbed, same day
Mar 10, 2023 to Mar 13, 2023factForm ADV

Registered with (9)

← CHERYL LYNN PAGEAdvisorregistration: previous registration
Apr 26, 2000 to Mar 10, 2023factForm ADV
← DANIEL MARC PEIMERAdvisorregistration: previous registration
Mar 11, 2019 to Mar 10, 2023factForm ADV
← PEYTON MILLS STUDEBAKERAdvisorregistration: previous registration
Jun 4, 2004 to Mar 10, 2023factForm ADV
← HERBERT BARROW TURNERAdvisorregistration: previous registration
Jan 20, 2015 to Mar 10, 2023factForm ADV
← BENJAMIN TRACY BISHOPAdvisorregistration: previous registration
Mar 28, 2013 to Mar 10, 2023factForm ADV
← THOMAS RUTHERFOORD FERGUSONAdvisorregistration: previous registration
Sep 24, 2014 to Jan 28, 2019factForm ADV
← HAROLD LYMAN HUGHEYAdvisorregistration: previous registration
Aug 9, 2006 to Jan 30, 2015factForm ADV
← JOHN MICHAEL FLOWERSAdvisorregistration: previous registration
Jul 15, 2009 to Jul 16, 2014factForm ADV
← MICHAEL JOHN ROWEAdvisorregistration: previous registration
Dec 17, 2012 to Aug 26, 2013factForm ADV

Dated events

Occurred
Mar 10, 2023
Firm absorbed
Caprin Asset Management, LLC's advisors moved to Davidson Investment Advisors, Inc. (Henrico, VA): 5 of 5 registered, on the same day
Form ADVobserved 6 days ago
5 advisors
Occurred
Mar 10, 2023
Advisor changed firm
Benjamin Tracy Bishop left Caprin Asset Management, Llc for Davidson Investment Advisors, Inc. (registered 2023-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2023
Advisor changed firm
Herbert Barrow Turner left Caprin Asset Management, Llc for Davidson Investment Advisors, Inc. (registered 2023-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2023
Advisor changed firm
Peyton Mills Studebaker left Caprin Asset Management, Llc for Davidson Investment Advisors, Inc. (registered 2023-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2023
Advisor changed firm
Cheryl Lynn Page left Caprin Asset Management, Llc for Davidson Investment Advisors, Inc. (registered 2023-03-01)
Form ADVobserved 6 days ago
Occurred
Mar 10, 2023
Advisor changed firm
Daniel Marc Peimer left Caprin Asset Management, Llc for Davidson Investment Advisors, Inc. (registered 2023-03-13)
Form ADVobserved 6 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:cca6847b-3d39-52d9-9d57-a6a72a5e9f6e
First observed: Dec 19, 2011
Last observed: Mar 22, 2022 54 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.

CAPRIN ASSET MANAGEMENT, LLC

CAPRIN ASSET MANAGEMENT LLC, CRD 106657

HENRICO, VA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:cca6847b-3d39-52d9-9d57-a6a72a5e9f6e

Data as of Mar 22, 2022 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 11:28 AM UTC and rebuilt at most every 15 minutes.

Owner

Title

Ownership code

Control person

Acquired

First seen

Last seen

HOOVER, MICHAEL, LOUIS

ELECTED MANAGER AND PRESIDENT

yes

03/2007

Dec 19, 2011

Mar 22, 2022

HORNER, EDWIN, BRYAN

ELECTED MANAGER

yes

12/2011

Dec 19, 2011

Mar 22, 2022

PAGE, CHERYL, LYNN

MANAGING DIRECTOR

yes

03/2007

Dec 19, 2011

Mar 22, 2022

PLOTKIN, ADAM, S

ELECTED MANAGER AND CHIEF COMPLIANCE OFFICER

yes

03/2016

Dec 19, 2011

Mar 22, 2022

STUDEBAKER, PEYTON, MILLS

MANAGING DIRECTOR

09/2014

Dec 19, 2011

Mar 22, 2022

City

State

Country

Employees

Also broker-dealer

Lynchburg

United States

Fiscal year

Filed

RAUM

Discretionary

Employees

Advisory staff

Offices

Private funds

Fund GAV

2021

Mar 22, 2022

$1.4B

n/a

2020

Mar 30, 2021

$1.4B

n/a

2019

Mar 23, 2020

$1.4B

n/a

2018

Mar 19, 2019

$1.3B

n/a

2017

Mar 28, 2018

$1.3B

n/a

2016

Mar 10, 2017

$1.3B

n/a

2015

Mar 22, 2016

$1.3B

n/a

2014

Mar 5, 2015

$1.2B

n/a

2013

Mar 14, 2014

$1.1B

n/a

2012

Feb 21, 2013

$1.2B

n/a

2011

Jan 12, 2012

$1.1B

n/a

Latest fiscal year

RAUM

A year earlier

1y change

Three years earlier

3y CAGR

Employees

A year earlier

Offices

A year earlier

2021

$1.4B

-1.2%

$1.3B

2.0%

Other firm

Advisors

First left

Last joined

From

Kind

Move type

Share of firm

DAVIDSON INVESTMENT ADVISORS, INC.

Mar 10, 2023

Mar 13, 2023

HENRICO, VA

Firm absorbed

RIA to RIA

100.0%