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C••••••••• C•••••• F•••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorChartered Financial Consultantdual registered (broker-dealer)35 years in industry

C••••••••• C•••••• F•••

Advisor at K•• F••••••••• I•••

Frisco, TX | Green Bay, WI

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Search this name across graphsid dfx:ria:57290321-8d6f-88f1-41c2-88067e9c2c5f

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:16 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 0
On other graphs: 0
Observed: Feb 14, 2002 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: K•• F••••••••• I•••
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Aug 7, 1991earliest registration or exam on IAPD
Years in industry: 35derivedfrom the industry start date
Years at current firm: 20derivedfrom the current registration's begin date
Prior firms

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
K•• F••••••••• I•••	Independent wealth	Aug 31, 2006	n/a	yes	Green Bay, WI\|Frisco, TX	Current employment
S••	Bd affiliated wealth	Feb 14, 2002	May 1, 2003	no	LITTLE ROCK, AR

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
S••	K•• F••••••••• I•••	May 1, 2003	Aug 31, 2006	1,218	Firm change after gap	Other

Relationships

Registered with (2)

→ K•• F••••••••• I•••Registered adviserregistration: current employment
Aug 31, 2006 to presentfactForm ADV
→ SPCRegistered adviserregistration: previous registration
Feb 14, 2002 to May 1, 2003factForm ADV

Dated events

No dated event names this entity yet.

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:57290321-8d6f-88f1-41c2-88067e9c2c5f
First observed: Feb 14, 2002
Last observed: Sep 15, 2026 7 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.