DFX Intelligence

S•••••• C•••••• M••••••••• L•: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 1b 10b

S•••••• C•••••• M••••••••• L•

CRD 161202

RADNOR, PA

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5735ca95-a870-db7e-033c-baf26c214a45

Data as of Mar 23, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 7:55 PM UTC and rebuilt at most every 15 minutes.

Relationships: 8
Dated events: 7
On other graphs: 0
Observed: Feb 14, 2012 to Mar 23, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $3.7B••• Locked
Discretionary RAUM: $3.7B
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 65

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
T•••••••• I••••••••• F••• L•••	Hedge Fund	$1.9B	Mar 26, 2024	66	Feb 14, 2012	reported	021-280702
T•••••••• F•••••• F••• L••	Hedge Fund	$1.3B	Mar 26, 2024

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
A•••• H••••••• L••	GENERAL PARTNER / LIMITED PARTNER	D	yes	04/2002	Feb 14, 2012	Mar 26, 2024
C••••••• J••••••• W••••••	CHIEF COMPLIANCE OFFICER / GENERAL COUNSEL	Na	yes	09/2009	Feb 14, 2012	Mar 26, 2024

Offices

••• Locked

City	State	Country	Employees	Also broker-dealer
JERSEY CITY	Nj	United States	1	no
n/a	n/a	n/a	1	no

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$3.7B	$3.0B	20.7%	$3.2B	5.1%	65	63	2	2

Relationships

Advises (2)

→ T•••••••• I••••••••• F••• L•••Private fundHedge Fund, IA
Feb 14, 2012 to presentfactForm ADV
→ T•••••••• F•••••• F••• L••Private fundHedge Fund, IA
May 29, 2020 to presentfactForm ADV

Controls (5)

← D•••••• J•••OwnerCHIEF OPERATING OFFICER, ownership code NA, individual
Mar 24, 2020 to Mar 26, 2024factForm ADV
← T••••••••• M••••••Owner

Dated events

Occurred
Mar 28, 2022
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$816M
Occurred
Mar 19, 2021
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$548M
Occurred
Mar 19, 2021
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
May 29, 2020
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5735ca95-a870-db7e-033c-baf26c214a45
First observed: Feb 14, 2012
Last observed: Mar 23, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.