DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
SEC-registered adviser
S•••••• C•••••• M••••••••• L•
Latest filing Mar 23, 2026
First filing on the tape Feb 14, 2012 · 24 filings
SEC status approved since Mar 30, 2012
RAUM
$3.7B
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
65
26 advisory (5.B.1)
Offices
2
beyond the principal office
Private funds
2
reported on Schedule D
History
24 filings and snapshots on the tape
RAUM$3.7B as of Mar 23, 2026
Mar 25, 2013$6.7B then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 23, 2026
Mar 25, 20130 then
Employees (5.A)65 as of Mar 23, 2026
Mar 25, 201373 then
Private funds2 as of Mar 23, 2026
Mar 25, 20131 then
RAUM +21% over the last fiscal year+5.1% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 23, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $920MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived3 offices incl. principal (1.F.5)
- RAUM growth, one year
- +21%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $3.0B, 4 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- buys or sells securities as principal to or from clients (8.A.2)
- has discretionary authority over which securities are bought or sold (8.C.1)
- compensates persons for client referrals (8.G.1)
- compensates non-employees for client referrals (8.G.2)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$3.7B100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 4reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $3.0B for 4 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
2 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| T•••••••• I••••••••• F••• L••• | Hedge Fund | $1.9B | 66 | Feb 14, 2012 |
| T•••••••• F•••••• F••• L•• | Hedge Fund | $1.3B | 9 | May 29, 2020 |
Owners and control persons
Schedule A and B, latest filing
- C••••••• J••••••• W•••••• · Chief Compliance Officer / General Counselcontrolsince 09/2009 · owns less than 5%
- D•••••• J••• · Chief Operating Officercontrolsince 10/2019 · owns less than 5%
- O•••••••• M••••••• P••• · Director Of F-Desk Strategy Implementationcontrolsince 07/2003 · owns less than 5%
- T••••••••• M•••••• · Chief Executive Officer / Limited Partnercontrolsince 04/2002 · owns 50% to 75%
- T••••••••• M•••••• · Managing Membercontrolsince 04/2002 · owns 75% or more of A•••• H••••••• L••
Entity owners
- A•••• H••••••• L•• · General Partner / Limited Partnerdirect · owns 50% to 75%
Related persons
Schedule D 7.A
No related person reported.
Offices
Schedule D 1.F, the 25 largest
- Jersey City, NJ1 employees
- , 1 employees
What changed
consecutive filings, newest first
- Assets in custody · $2.4B to $3.0BMar 17, 2025 to Mar 23, 2026
- Employees · 63 to 65Mar 17, 2025 to Mar 23, 2026
- Discretionary RAUM · $3.0B to $3.7BMar 17, 2025 to Mar 23, 2026
- Pooled vehicle RAUM · $3.0B to $3.7BMar 17, 2025 to Mar 23, 2026
- RAUM · $3.0B to $3.7BMar 17, 2025 to Mar 23, 2026
- Advisory employees · 27 to 26Mar 26, 2024 to Mar 17, 2025
- Assets in custody · $2.5B to $2.4BMar 26, 2024 to Mar 17, 2025
- Employees · 64 to 63Mar 26, 2024 to Mar 17, 2025
- Financial planning clients · unset to Mar 26, 2024 to Mar 17, 2025
- Discretionary RAUM · $3.2B to $3.0BMar 26, 2024 to Mar 17, 2025
- Pooled vehicle RAUM · $3.2B to $3.0BMar 26, 2024 to Mar 17, 2025
- RAUM · $3.2B to $3.0BMar 26, 2024 to Mar 17, 2025
- Advisory employees · 25 to 27Mar 28, 2023 to Mar 26, 2024
- Assets in custody · $2.8B to $2.5BMar 28, 2023 to Mar 26, 2024
- Employees · 59 to 64Mar 28, 2023 to Mar 26, 2024
- Discretionary RAUM · $3.2B to $3.2BMar 28, 2023 to Mar 26, 2024
- Pooled vehicle RAUM · $3.2B to $3.2BMar 28, 2023 to Mar 26, 2024
- RAUM · $3.2B to $3.2BMar 28, 2023 to Mar 26, 2024
- Advisory employees · 24 to 25Mar 28, 2022 to Mar 28, 2023
- Assets in custody · $2.7B to $2.8BMar 28, 2022 to Mar 28, 2023
- Employees · 57 to 59Mar 28, 2022 to Mar 28, 2023
- Other offices · 1 to 2Mar 28, 2022 to Mar 28, 2023
- Discretionary RAUM · $3.3B to $3.2BMar 28, 2022 to Mar 28, 2023
- Pooled vehicle RAUM · $3.3B to $3.2BMar 28, 2022 to Mar 28, 2023
- RAUM · $3.3B to $3.2BMar 28, 2022 to Mar 28, 2023
- Advisory employees · 26 to 24Jul 28, 2021 to Mar 28, 2022
- Assets in custody · $2.1B to $2.7BJul 28, 2021 to Mar 28, 2022
- Employees · 61 to 57Jul 28, 2021 to Mar 28, 2022
- Other offices · 0 to 1Jul 28, 2021 to Mar 28, 2022
- Discretionary RAUM · $2.5B to $3.3BJul 28, 2021 to Mar 28, 2022
- Pooled vehicle RAUM · $2.5B to $3.3BJul 28, 2021 to Mar 28, 2022
- RAUM · $2.5B to $3.3BJul 28, 2021 to Mar 28, 2022
- Assets in custody · $1.6B to $2.1BMay 29, 2020 to Mar 19, 2021
- Employees · 62 to 61May 29, 2020 to Mar 19, 2021
- Discretionary RAUM · $1.9B to $2.5BMay 29, 2020 to Mar 19, 2021
- Pooled vehicle RAUM · $1.9B to $2.5BMay 29, 2020 to Mar 19, 2021
- RAUM · $1.9B to $2.5BMay 29, 2020 to Mar 19, 2021
- Accounts · 2 to 4Mar 24, 2020 to May 29, 2020
- Pooled vehicle clients · 2 to 4Mar 24, 2020 to May 29, 2020
- Assets in custody · $1.7B to $1.6BMar 24, 2020 to May 29, 2020
Signals
7 dated events
- S•••••• C•••••• M••••••••• L• reported RAUM $3.3B, up 33% from $2.5B (2021-07-28 to 2022-03-28)Mar 28, 2022 · RAUM change · derived
- S•••••• C•••••• M••••••••• L• reported RAUM $2.5B, up 28% from $1.9B (2020-05-29 to 2021-03-19)Mar 19, 2021 · RAUM change · derived
- James Ian Dickson (Chief Financial Officer) no longer on Schedule A of S•••••• C•••••• M••••••••• L• (listed 2020-05-29, absent 2021-03-19)Mar 19, 2021 · Control person left · inference
- S•••••• C•••••• M••••••••• L• reported RAUM $1.9B, down 34% from $3.0B (2020-03-24 to 2020-05-29)May 29, 2020 · RAUM change · derived
- S•••••• C•••••• M••••••••• L• reported RAUM $3.0B, down 29% from $4.2B (2019-06-20 to 2020-03-24)Mar 24, 2020 · RAUM change · derived
- Jay Christopher Mueller (Director Of Trade Implementation) no longer on Schedule A of S•••••• C•••••• M••••••••• L• (listed 2019-06-20, absent 2020-03-24)Mar 24, 2020 · Control person left · inference
- John Dustin (Director Of Operations) appeared on Schedule A of S•••••• C•••••• M••••••••• L•Mar 24, 2020 · Control person joined · fact
Across DFX
shared identifiers only, never a name match
No identifier-backed link to the venture, private equity, family office or sponsor graphs.
How to reach
public business contact points only, each with its source
- Firm profile
- LINKEDIN.COM/COMPANY/S••••••-CAPITAL-MANAGEMENTreportedpublic record, Form ADV, Sep 19, 2026
- Website
- w••.s•••••.comreportedpublic record, Form ADV, Sep 19, 2026
- Principal office phone
- 610-971-5000reportedpublic record, Form ADV, Mar 23, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026