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Advisor at MUTUAL ADVISORS, LLC
OMAHA, NE | Minneapolis, MN
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| MUTUAL ADVISORS, LLC | Bd affiliated wealth | Feb 4, 2026 | n/a | yes | Minneapolis, MN|OMAHA, NE | Current employment |
| PRINCIPAL SECURITIES, INC. | Bd affiliated wealth | Jan 17, 2014 | Jun 19, 2019 | no | SAINT PAUL, MN|ST PAUL, MN|HUDSON, WI|ST PAUL, MN | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| PRINCIPAL SECURITIES, INC. | MUTUAL ADVISORS, LLC | Jun 19, 2019 | Feb 4, 2026 | 2,422 | Firm change after gap | Ibd to ibd |
| Team | Left | Joined | From | Kind |
|---|---|---|---|---|
| 1137:167658:MN:2019-06-10 | Jun 19, 2019 | Feb 4, 2026 | ST PAUL, MN | Firm change after gap |