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RIA / WealthAdvisor10 years in industry

Kevin Jordan Graham

Advisor at PLANCORP, LLC

SAINT LOUIS, MO | Tinley Park, IL

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Search this name across graphsid dfx:ria:573a03d4-0d31-38de-1938-c11b289dff28

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 12:24 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 3
On other graphs: 0
Observed: May 27, 2016 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: PLANCORP, LLC
Current firm class: independent wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: May 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: May 27, 2016
First registration: May 27, 2016
Dual registered: no
Other names: Kevin Jordan Graham|Kevin J Graham
IAPD individual key: 6656036

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
PLANCORP, LLC	Independent wealth	Jul 7, 2026	n/a	yes	SAINT LOUIS, MO\|Tinley Park, IL	Current employment
CIBC PRIVATE WEALTH ADVISORS, INC.	Bd affiliated wealth	Feb 4, 2026	Apr 6, 2026	no	Chicago, IL	Previous registration
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	Nov 2, 2023	Feb 6, 2026	no	CHICAGO, IL	Previous registration
ROTHSCHILD WEALTH LLC	Independent wealth	Jun 3, 2021	May 15, 2023	no	OAKBROOK, IL\|CHICAGO, IL	Previous registration
E*TRADE CAPITAL MANAGEMENT, LLC	Former SEC adviser	Mar 3, 2021	May 25, 2021	no	ARLINGTON, VA\|CHICAGO, IL	Previous registration
ZACKS INVESTMENT MANAGEMENT, INC.	Mixed wealth	May 27, 2016	Oct 5, 2020	no	CHICAGO, IL	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
CIBC PRIVATE WEALTH ADVISORS, INC.	PLANCORP, LLC	Apr 6, 2026	Jul 7, 2026	92	Firm change	Ibd to RIA
ZACKS INVESTMENT MANAGEMENT, INC.	CIBC PRIVATE WEALTH ADVISORS, INC.	Feb 6, 2026	Feb 4, 2026	-2	Firm change	RIA to ibd
ROTHSCHILD WEALTH LLC	ZACKS INVESTMENT MANAGEMENT, INC.	May 15, 2023	Nov 2, 2023	171	Firm change	RIA to RIA
E*TRADE CAPITAL MANAGEMENT, LLC	ROTHSCHILD WEALTH LLC	May 25, 2021	Jun 3, 2021	9	Firm change	RIA to RIA
ZACKS INVESTMENT MANAGEMENT, INC.	E*TRADE CAPITAL MANAGEMENT, LLC	Oct 5, 2020	Mar 3, 2021	149	Firm change	RIA to RIA

Relationships

Registered with (5)

→ PLANCORP, LLCRegistered adviserregistration: current employment
Jul 7, 2026 to presentfactForm ADV
→ CIBC PRIVATE WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Feb 4, 2026 to Apr 6, 2026factForm ADV
→ ZACKS INVESTMENT MANAGEMENT, INC.Registered adviserregistration: previous registration
Nov 2, 2023 to Feb 6, 2026factForm ADV
→ ROTHSCHILD WEALTH LLCRegistered adviserregistration: previous registration
Jun 3, 2021 to May 15, 2023factForm ADV
→ E*TRADE CAPITAL MANAGEMENT, LLCRegistered adviserregistration: previous registration
Mar 3, 2021 to May 25, 2021factForm ADV

Dated events

Occurred
Apr 6, 2026
Advisor changed firm
Kevin Jordan Graham left Cibc Private Wealth Advisors, Inc. for Plancorp, Llc (registered 2026-07-07)
Form ADVobserved 6 days ago
Occurred
Feb 6, 2026
Advisor changed firm
Kevin Jordan Graham left Zacks Investment Management, Inc. for Cibc Private Wealth Advisors, Inc. (registered 2026-02-04)
Form ADVobserved 6 days ago
Occurred
May 15, 2023
Advisor changed firm
Kevin Jordan Graham left Rothschild Wealth Llc for Zacks Investment Management, Inc. (registered 2023-11-02)
Form ADVobserved 6 days ago