DFX Intelligence

N•••• S•• C••••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

The names on this page are hidden. Create a free account to reveal 5 records a month, or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source on this page is public either way.

RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

N•••• S•• C••••••• L••

CRD 133959

WAYZATA, MN

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:5752fe99-6f3d-421a-615c-032654153795

Data as of Mar 25, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 9:40 PM UTC and rebuilt at most every 15 minutes.

Relationships: 29
Dated events: 3
On other graphs: 3
Observed: Dec 21, 2011 to Mar 25, 2026
19 observations

Across DFX

same identity by shared identifier, citation, or a bridge measured by hand

Venture Capitalidentity

N•••• S•• C••••••• L••

Venture manager · shared crd

Independent Sponsorsidentity

N•••• S•• C••••••• L••

Capital provider to sponsors · shared crd

Private Equityidentity

N•••• S•• C••••••• L••

Private equity manager · shared crd

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $986M••• Locked
Discretionary RAUM: $986M
Private client RAUM: $0derived••• Locked
Private client share: 0%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 0
Employees: 17

Private funds

••• Locked

Fund	Type	Reported GAV	As of	Owners	First reported	Status	Form D file
C•••• G••••• F••• V• L•	Venture Capital Fund	$221M	Apr 1, 2024	166	Mar 28, 2019	reported	021-320801
N•••• S•• I••••••••• I••••••••• F•••• L••	Other Private Fund	$127M

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
B••••••••• S••••• L••••••	MANAGING MEMBER	D	yes	11/2007	Dec 21, 2011	Apr 1, 2024
P••••••• G•••••••• S•	CHIEF COMPLIANCE OFFICER	Na	yes	12/2010	Dec 21, 2011	Apr 1, 2024

Affiliates (Item 7.A)

••• Locked

Related person	Type	Class on the graph	Its RAUM	Control	Common control	State
A••••••• F••• I•• G•• L••	n/a	n/a	n/a	N	no	n/a

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$986M	$869M	13.5%	$1.0B	-0.6%	17	20	0	0

Relationships

Advises (25)

→ C•••••••• A••••••• F•••• L•••Private fundOther Private Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ C•••••••• A••••••• F••• O• F••••• L•••Private fundOther Private Fund, IA
Mar 28, 2012 to presentfactForm ADV
→ C•••• G••••• F••••• F••• V• L•Private fundVenture Capital Fund, IA
Mar 24, 2020 to presentfactForm ADV
→ C•••• G••••• F••• V• L•

Dated events

Occurred
Apr 1, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Apr 1, 2024
Control person joined
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 29, 2018
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$-303M

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5752fe99-6f3d-421a-615c-032654153795
First observed: Dec 21, 2011
Last observed: Mar 25, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.