DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
SEC-registered adviser
North Sky Capital, LLC
Latest filing Mar 25, 2026
First filing on the tape Dec 21, 2011 · 19 filings
SEC status approved since Mar 17, 2005
RAUM
$986M
reported, Item 5.F
Discretionary
100%
of RAUM
Private clients
0.0%
$0 individuals and HNW
Advisors
0
registered through the firm on IAPD
RAUM per advisor
n/a
derived; firm RAUM over IAPD count
Employees
17
13 advisory (5.B.1)
Offices
0
beyond the principal office
Private funds
15
reported on Schedule D
History
19 filings and snapshots on the tape
RAUM$986M as of Mar 25, 2026
Mar 28, 2012$664M then
HNW client RAUM: no history
State-registered IARs (5.B.3)0 as of Mar 25, 2026
Mar 14, 20130 then
Employees (5.A)17 as of Mar 25, 2026
Mar 14, 201310 then
Private funds15 as of Mar 25, 2026
Mar 28, 201214 then
RAUM +13% over the last fiscal year-0.6% a year over threeIARs 0 to 0
Practice profile
derived from the filing of Mar 25, 2026; every figure names its basis
- RAUM per advisor
- unknownderivedRAUM over IAPD advisors; not a book size
- Clients per advisor
- unknownderivedindividual and HNW clients (5.D) over advisors
- Average HNW client
- unknownderivedHNW RAUM over HNW clients
- Average account
- $65.7MderivedRAUM over accounts (5.F.2.f)
- Discretionary
- 100%derivedof RAUM
- Institutional
- 0.0%derivedpensions, charities, corporations, government, insurance, banks, other advisers
- Employees per advisor
- unknownderivedItem 5.A over advisors
- Advisors per office
- unknownderived1 offices incl. principal (1.F.5)
- RAUM growth, one year
- +13%derivedbetween the last two annual amendments
- Advisor growth, one year
- unknownderivedItem 5.B.3 between annual amendments
- Client growth, one year
- unknownderived
- Compensation
- percentage of assets, performance-basedreportedItem 5.E
- Advisory activities
- portfolio management for pooled vehicles, selection of other advisersreportedItem 5.G
- Custody
- $1.0B, 15 clientsreportedItem 9.A
- Ownership
- no PE, bank or public-company owner found on Schedule Aderived
- Advisor book size
- not public; not estimatedreported
Also answered yes on Form ADV
- has discretionary authority over which securities are bought or sold (8.C.1)
- has custody of client cash or bank accounts (9.A.1.a)
- has custody of client securities (9.A.1.b)
Where the RAUM sits
Form ADV Item 5.D, latest filing
- Pooled investment vehicles$986M100%
- Individual clients
- n/areported
- HNW clients
- n/areported
- Pension plan clients
- n/areported
- Charitable clients
- n/areported
- Accounts
- 15reported
- Financial planning clients
- reported
- Wrap fee programs
- noreported
- Custody of client assets
- $1.0B for 15 clientsreported
- Compensation
- % of AUM, performancereported
- Class basis
- private_client_share=0.0 fund_share=1.0 institutional_share=0.0 related_bd=false related_bank=false bd_reps=0.0derived
Advisors registered through the firm
0 on IAPD today, longest tenure first
No representative is registered through this CRD on IAPD.
Advisor movement
Left, latest
none on the tape
Joined, latest
none on the tape
Private funds
25 reported on Schedule D 7.B.(1)
| Fund | Type | Gross assets | Owners | First reported |
|---|---|---|---|---|
| Clean Growth Fund V, LP | Venture Capital Fund | $221M | 166 | Mar 28, 2019 |
| North Sky Infrastructure Investment Fund, LLC | Other Private Fund | $127M | 211 | Mar 24, 2020 |
| Clean Growth Fund Vi, LP | Venture Capital Fund | $99.2M | 116 | Mar 30, 2023 |
| North Sky Private Equity Partners V, L.P. | Private Equity Fund | $40.1M | 30 | Mar 24, 2014 |
| Clean Growth Feeder Fund V, LP | Venture Capital Fund | $36.2M | 5 | Mar 24, 2020 |
| Clean Growth Fund IV, LP | Venture Capital Fund | $34.5M | 56 | Apr 27, 2018 |
| Alliance Fund II, LP | Other Private Fund | $31.3M | 49 | Mar 14, 2016 |
| North Sky Lbo Fund III, L.P.no longer reported | Private Equity Fund | $29.8M | 36 | Mar 28, 2012 |
| North Sky Venture Fund III, L.P.no longer reported | Venture Capital Fund | $25.0M | 43 | Mar 28, 2012 |
| North Sky Lbo Fund IV, L.P.no longer reported | Private Equity Fund | $23.1M | 25 | Mar 28, 2012 |
| North Sky Cleantech Fund IV, L.P. | Venture Capital Fund | $23.0M | 81 | Mar 28, 2012 |
| Cleantech Alliance Fund, L.P. | Other Private Fund | $13.1M | 27 | Mar 28, 2012 |
| Cleantech Alliance Direct Fund, L.P. | Other Private Fund | $9.4M | 1 | Mar 28, 2012 |
| Clean Growth Fund III, LP | Venture Capital Fund | $8.5M | 44 | Mar 24, 2014 |
| North Sky Venture Fund II, L.P.no longer reported | Venture Capital Fund | $6.7M | 58 | Mar 28, 2012 |
| Clean Growth Feeder Fund Vi, LP | Venture Capital Fund | $6.7M | 17 | Mar 30, 2023 |
| Cleantech Alliance Fund Of Funds, L.P. | Other Private Fund | $3.8M | 1 | Mar 28, 2012 |
| North Sky Cleantech Ventures, L.P.no longer reported | Venture Capital Fund | $3.3M | 93 | Mar 28, 2012 |
| North Sky Lbo Fund II, L.P.no longer reported | Private Equity Fund | $1.6M | 42 | Mar 28, 2012 |
| North Sky Venture Fund IV, LPno longer reported | Venture Capital Fund | $657,434 | 18 | Mar 28, 2012 |
| North Sky Direct Fund II, L.P.no longer reported | Private Equity Fund | $361,549 | 33 | Mar 28, 2012 |
| North Sky Direct Fund IV, L.P. | Private Equity Fund | $72,240 | 28 | Mar 28, 2012 |
| Sustainable Infrastructure Fund IV, LP | Other Private Fund | $0 | 56 | Mar 30, 2022 |
| Sustainable Infrastructure Feeder Fund IV (Offshore), LP | Other Private Fund | $0 | 8 | Mar 30, 2023 |
| North Sky Private Equity Partners I, L.P.no longer reported | Venture Capital Fund | $0 | 75 | Mar 28, 2012 |
Owners and control persons
Schedule A and B, latest filing
- Leonard Scott Barrington · Managing Membercontrolsince 11/2007 · owns 50% to 75%
- S Gretchen Postula · Chief Compliance Officercontrolsince 12/2010 · owns less than 5%
- Christine Angela Wood · Cfocontrolsince 03/2021 · owns less than 5%
- Adam Daniel Zouber · Managing Directorcontrolsince 09/2023 · owns 50% to 75%
Related persons
Schedule D 7.A
- Alliance Fund II, Gp, LLCpooled vehicle sponsorn
Offices
Schedule D 1.F, the 25 largest
No branch office listed.
What changed
consecutive filings, newest first
- Advisory employees · 15 to 13Mar 31, 2025 to Mar 25, 2026
- Assets in custody · $869M to $1.0BMar 31, 2025 to Mar 25, 2026
- Employees · 20 to 17Mar 31, 2025 to Mar 25, 2026
- Discretionary RAUM · $869M to $986MMar 31, 2025 to Mar 25, 2026
- Pooled vehicle RAUM · $869M to $986MMar 31, 2025 to Mar 25, 2026
- RAUM · $869M to $986MMar 31, 2025 to Mar 25, 2026
- Advisory employees · 14 to 15Apr 1, 2024 to Mar 31, 2025
- Assets in custody · $852M to $869MApr 1, 2024 to Mar 31, 2025
- Financial planning clients · unset to Apr 1, 2024 to Mar 31, 2025
- Discretionary RAUM · $852M to $869MApr 1, 2024 to Mar 31, 2025
- Pooled vehicle RAUM · $852M to $869MApr 1, 2024 to Mar 31, 2025
- RAUM · $852M to $869MApr 1, 2024 to Mar 31, 2025
- Accounts · 16 to 15Jul 25, 2023 to Apr 1, 2024
- Advisory employees · 13 to 14Jul 25, 2023 to Apr 1, 2024
- Pooled vehicle clients · 16 to 15Jul 25, 2023 to Apr 1, 2024
- Assets in custody · $1.0B to $852MJul 25, 2023 to Apr 1, 2024
- Employees · 19 to 20Jul 25, 2023 to Apr 1, 2024
- Private funds · 16 to 15Jul 25, 2023 to Apr 1, 2024
- Discretionary RAUM · $1.0B to $852MJul 25, 2023 to Apr 1, 2024
- Pooled vehicle RAUM · $1.0B to $852MJul 25, 2023 to Apr 1, 2024
- RAUM · $1.0B to $852MJul 25, 2023 to Apr 1, 2024
- Assets in custody · $977M to $1.0BMar 30, 2022 to Mar 30, 2023
- Discretionary RAUM · $977M to $1.0BMar 30, 2022 to Mar 30, 2023
- Pooled vehicle RAUM · $977M to $1.0BMar 30, 2022 to Mar 30, 2023
- RAUM · $977M to $1.0BMar 30, 2022 to Mar 30, 2023
- Accounts · 18 to 16Mar 19, 2021 to Mar 30, 2022
- Advisory employees · 10 to 13Mar 19, 2021 to Mar 30, 2022
- Pooled vehicle clients · 18 to 16Mar 19, 2021 to Mar 30, 2022
- Assets in custody · $883M to $977MMar 19, 2021 to Mar 30, 2022
- Employees · 15 to 19Mar 19, 2021 to Mar 30, 2022
- Private funds · 18 to 16Mar 19, 2021 to Mar 30, 2022
- Discretionary RAUM · $883M to $977MMar 19, 2021 to Mar 30, 2022
- Pooled vehicle RAUM · $883M to $977MMar 19, 2021 to Mar 30, 2022
- RAUM · $883M to $977MMar 19, 2021 to Mar 30, 2022
- Accounts · 20 to 18Mar 24, 2020 to Mar 19, 2021
- Advisory employees · 8 to 10Mar 24, 2020 to Mar 19, 2021
- Pooled vehicle clients · 20 to 18Mar 24, 2020 to Mar 19, 2021
- Assets in custody · $920M to $883MMar 24, 2020 to Mar 19, 2021
- Employees · 13 to 15Mar 24, 2020 to Mar 19, 2021
- HQ city · MINNEAPOLIS to WAYZATAMar 24, 2020 to Mar 19, 2021
Signals
3 dated events
- Adam Daniel Zouber (Managing Director) appeared on Schedule A of North Sky Capital, LlcApr 1, 2024 · Control person joined · fact
- Christine Angela Wood (Cfo) appeared on Schedule A of North Sky Capital, LlcApr 1, 2024 · Control person joined · fact
- North Sky Capital, Llc reported RAUM $796.6M, down 28% from $1.1B (2017-03-02 to 2018-03-29)Mar 29, 2018 · RAUM change · derived
Across DFX
shared identifiers only, never a name match
- North Sky Capital, LLC · Independent Sponsorsshared crd · capital_provider
- North Sky Capital, LLC · Private Equityshared crd · organization
- North Sky Capital, LLC · Venture Capitalshared crd · organization
How to reach
public business contact points only, each with its source
- Firm profile
- linkedin.com/company/1578253reportedpublic record, Form ADV, Sep 17, 2026
- Website
- NORTHSKYCAPITAL.COMreportedpublic record, Form ADV, Sep 17, 2026
- Principal office phone
- 612-435-7150reportedpublic record, Form ADV, Mar 25, 2026
Provenance
- Form ADV
- SEC filing data 2011 to 2024 and the monthly roster 2025 onreportedadviserinfo.sec.gov
- Advisors
- IAPD individual compilation feed, dailyreportedadviserinfo.sec.gov
- Class
- Asset manager (funds and pooled vehicles)deriveda rule over Items 5.D and 7.A
- RAUM per advisor
- n/aderivedfirm RAUM over the IAPD count; not a book size
- Loaded
- Sep 14, 2026