DFX Intelligence

R•••••• C•••••• M••••••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisor15 years in industry

R•••••• C•••••• M••••••••

Advisor at R••••••• S•••••••• T••••••••• L••

HUMACAO, PR

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Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 24, 2026, 2:10 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 1
On other graphs: 0
Observed: Oct 21, 2011 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: R••••••• S•••••••• T••••••••• L••
Current firm class: asset managerderived
Book size: not public••• Locked
Industry start: Nov 4, 2010earliest registration or exam on IAPD
Years in industry: 15derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 4

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
R••••••• S•••••••• T••••••••• L••	Asset manager	Feb 22, 2022	n/a	yes	HUMACAO, PR	Current employment
A•••• A•••••••	Former SEC adviser	May 11, 2023	Nov 21, 2023	no	SEATTLE, WA\|Humacao, PR	Previous registration

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
A•••• A•••••••	n/a	Nov 21, 2023	n/a	n/a	Departure no registered destination	Departure
C••••••• M••••• L••	R••••••• S•••••••• T••••••••• L••	Apr 6, 2020	Feb 22, 2022	687

Relationships

Registered with (5)

→ R••••••• S•••••••• T••••••••• L••Registered adviserregistration: current employment
Feb 22, 2022 to presentfactForm ADV
→ A•••• A•••••••Registered adviserregistration: previous registration
May 11, 2023 to Nov 21, 2023factForm ADV
→ C••••••• M••••• L••Registered adviserregistration: previous registration
Aug 8, 2017 to Apr 6, 2020factForm ADV
→ A•• C•••••• M•••••••••

Dated events

Order

Occurred
21 Nov 2023
Advisor departed, no destination yet
••• Locked
Form ADV

Provenance

Graph: RIA / Wealth Management
Canonical id
First observed: Oct 21, 2011
Last observed: Sep 14, 2026 10 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.