DFX Intelligence

C••••••• M••••• L••: registered adviser on the ria / wealth management graph | DFX Data Factory

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RIA / WealthRegistered adviserasset managerSEC registeredRAUM 100m 1b

C••••••• M••••• L••

CRD 286374

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Search this name across graphsid dfx:ria:a1ca1768-5ba4-b329-72cd-f13b9e50e1e4

Data as of Feb 27, 2026 (this record's last observation) from federal regulator filings. Page built Sep 22, 2026, 8:57 PM UTC and rebuilt at most every 15 minutes.

Relationships: 14
Dated events: 6
On other graphs: 0
Observed: May 15, 2017 to Feb 27, 2026
24 observations

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Firm class: asset managerderivedprivate_client_share=0.08 fund_share=0.9 institutional_share=0.01 related_bd=false related_bank=false bd_reps=0.0
Regulatory AUM: $970M••• Locked
Discretionary RAUM: $970M
Private client RAUM: $80.8Mderived••• Locked
Private client share: 8%derivedprivate client RAUM over total RAUM
Advisors on IAPD: 5
RAUM per advisor: $194Mderived

Advisors on IAPD

••• Locked

Advisor	Designations	Branch	Years here	In industry	Prior firms	Dual registered
C•••• E••••• C•••••••	n/a	NEW CASTLE, PA	9	32	6	no
B•••• D•••• W•••••	n/a	NEW CASTLE, PA \| Scottsdale, AZ	9	25

Owners and control persons

••• Locked

Owner	Title	Ownership code	Control person	Acquired	First seen	Last seen
C••••••• M•••• H••••••• I••	H•••••• C•••••• O• C••••••• M••••• L••	E	yes	04/2022	May 17, 2022	Oct 14, 2024
C•••••••• C••••• E•••••	MANAGING MEMBER	E	yes	03/2021	May 15, 2017	Oct 14, 2024

Regulatory AUM by fiscal year

••• Locked

Fiscal year	Filed	RAUM	Discretionary	Employees	Advisory staff	Offices	Private funds	Fund GAV
2025

Advisor flows

••• Locked

Joined, 12m	Left, 12m	Net, 12m	Departure rate, 12m	Joined, 90d	Left, 90d	Left, no destination yet	Joined, 36m	Left, 36m
0	1	-1	20.0%	0	0	0	0	1

Growth

••• Locked

Latest fiscal year	RAUM	A year earlier	1y change	Three years earlier	3y CAGR	Employees	A year earlier	Offices	A year earlier
2025	$970M	$777M	24.8%	$291M	49.4%	7	7	0	0

Teams in

••• Locked

Other firm	Advisors	First left	Last joined	From	Kind	Move type	Share of firm
C••••• I••••••••• M••••••••• L••	3	Jul 7, 2017	Jun 30, 2017	S••••SDALE, AZ	Team lift out	Other	21.4%

Relationships

Registered with (9)

← O••• J•••• H••••Advisorregistration: current employment
Aug 5, 2025 to presentfactForm ADV
← S•••••• T••••• C••••Advisorregistration: current employment
Feb 9, 2023 to presentfactForm ADV
← C•••• E••••• C•••••••Advisorregistration: current employment
Jun 30, 2017 to presentfactForm ADV
← B•••• D•••• W•••••

Dated events

Occurred
Oct 2, 2025
Advisor changed firm
••• Locked
Form ADVobserved 7 days ago
Occurred
Feb 28, 2025
Regulatory AUM changed
••• Locked
Form ADVobserved 7 days ago
$500M
Occurred
May 17, 2022
Control person left
••• Locked
Form ADVobserved 7 days ago
Occurred
Mar 31, 2021
Regulatory AUM changed

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:a1ca1768-5ba4-b329-72cd-f13b9e50e1e4
First observed: May 15, 2017
Last observed: Feb 27, 2026 6 months ago
Source families: Federal regulator filings
3 registered feeds stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.