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CRD 318050
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Advisor | Designations | Branch | Years here | In industry | Prior firms | Dual registered |
|---|---|---|---|---|---|---|
| RAYMOND CHARLES MICALETTI | n/a | HUMACAO, PR | 4 | 15 | 4 | no |
| Owner | Title | Ownership code | Control person | Acquired | First seen | Last seen |
|---|---|---|---|---|---|---|
| BABULAK, DAVID, MICHAEL | Member | B | yes | 11/2021 | Jan 11, 2022 | Apr 22, 2024 |
| GRAY, WESLEY, ROBERT | Member | B | yes | 11/2021 | Jan 11, 2022 | Apr 22, 2024 |
| MICALETTI, RAYMOND, CHARLES | MANAGING MEMBER AND CHIEF COMPLIANCE OFFICER | D | yes | 11/2021 | Jan 11, 2022 | Apr 22, 2024 |
| PATTON, GEORGE, THOMAS | Member | B | yes | 11/2021 | Jan 11, 2022 | Apr 22, 2024 |
| YONGE, BRITON | Member | A | yes | 12/2021 | Jan 11, 2022 | Apr 22, 2024 |
| Fiscal year | Filed | RAUM | Discretionary | Employees | Advisory staff | Offices | Private funds | Fund GAV |
|---|---|---|---|---|---|---|---|---|
| 2025 | Mar 18, 2026 | $105M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2024 | Feb 11, 2025 | $20.0M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2023 | Jan 16, 2024 | $13.2M | $0 | 1 | 1 | 0 | n/a | n/a |
| 2022 | Mar 12, 2023 | $6.2M | $0 | 1 | 1 | 0 | n/a | n/a |
| Joined, 12m | Left, 12m | Net, 12m | Departure rate, 12m | Joined, 90d | Left, 90d | Left, no destination yet | Joined, 36m | Left, 36m |
|---|---|---|---|---|---|---|---|---|
| 0 | 0 | 0 | 0.0% | 0 | 0 | 0 | 0 | 0 |
| Latest fiscal year | RAUM | A year earlier | 1y change | Three years earlier | 3y CAGR | Employees | A year earlier | Offices | A year earlier |
|---|---|---|---|---|---|---|---|---|---|
| 2025 | $105M | $20.0M | 426.3% | $6.2M | 156.8% | 1 | 1 | 0 | 0 |