DFX Intelligence
Data Factory
Reading the graph
Reading the graph
Advisor at HARVEST FINANCIAL ADVISORS, LLC
West Chester, OH | NAPLES, FL
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| HARVEST FINANCIAL ADVISORS, LLC | Independent wealth | Apr 14, 2026 | n/a | yes | West Chester, OH|NAPLES, FL | Current employment |
| HARVEST FINANCIAL ADVISORS, LLC | Independent wealth | Aug 6, 2021 | Dec 31, 2025 | no | Naples, FL | Previous registration |
| NWF ADVISORY SERVICES INC | Independent wealth | Feb 17, 2005 | Nov 5, 2007 | no | LOS ANGELES, CA | Previous registration |
| OSAIC WEALTH, INC. | Bd affiliated wealth | Feb 15, 2005 | Jul 2, 2007 | no | LOS ANGELES, CA|LOS ANGELES, CA | Previous registration |
| PGIM INVESTMENTS LLC | Asset manager | Sep 5, 2002 | Feb 17, 2005 | no | NEWBURY PARK, CA | Previous registration |
| DEUTSCHE BANK SECURITIES INC. | No RAUM reported | Jul 27, 2001 | Jul 12, 2002 | no | LOS ANGELES, CA | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| NWF ADVISORY SERVICES INC | HARVEST FINANCIAL ADVISORS, LLC | Nov 5, 2007 | Aug 6, 2021 | 5,023 | Firm change after gap | Other |
| OSAIC WEALTH, INC. | NWF ADVISORY SERVICES INC | Jul 2, 2007 | Feb 17, 2005 | -865 | Firm change after gap | Other |
| PGIM INVESTMENTS LLC | OSAIC WEALTH, INC. | Feb 17, 2005 | Feb 15, 2005 | -2 | Firm change | Other |
| DEUTSCHE BANK SECURITIES INC. | PGIM INVESTMENTS LLC | Jul 12, 2002 | Sep 5, 2002 | 55 | Firm change | Other |