RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
The names on this page are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
G••• C••••• L••••••
- H•••••• F•••••••• A•••••••• L•• independent RIA currentsince Apr 14, 2026 · West Chester, Oh
- H•••••• F•••••••• A•••••••• L•• independent RIAAug 6, 2021 to Dec 31, 2025 · Naples, Fl
- N•• A••••••• S••••••• I•• independent RIAFeb 17, 2005 to Nov 5, 2007 · Los Angeles, Ca
- O•••• W•••••• I••• BD affiliatedFeb 15, 2005 to Jul 2, 2007 · Los Angeles, Ca
- P••• I••••••••• L•• asset managerSep 5, 2002 to Feb 17, 2005 · Newbury Park, Ca
- D••••••• B••• S••••••••• I••• no RAUMJul 27, 2001 to Jul 12, 2002 · Los Angeles, Ca
- N•• A••••••• S••••••• I•• to H•••••• F•••••••• A•••••••• L••left Nov 5, 2007, registered Aug 6, 2021 (5023 days) · Other
- O•••• W•••••• I••• to N•• A••••••• S••••••• I••left Jul 2, 2007, registered Feb 17, 2005 (-865 days) · Other
- P••• I••••••••• L•• to O•••• W•••••• I•••left Feb 17, 2005, registered Feb 15, 2005 (-2 days) · Other
- D••••••• B••• S••••••••• I••• to P••• I••••••••• L••left Jul 12, 2002, registered Sep 5, 2002 (55 days) · Other
Mobility scoring is not published yet. The observable conditions this page will draw on once the historical validation is done: tenure, the firm’s own departures and ownership changes, new state registrations, a new adviser entity with this person on Schedule A, and colleagues’ moves. Until precision and lead time are measured on known moves, no label is printed. Read the methodology.
- Source
- IAPD individual compilation feedreportedadviserinfo.sec.gov
- Firm class
- Independent wealth managerderived
- Years in industry
- 42derivedfrom the earliest dated exam, employment or registration
- Not published
- disclosure flags, outside business text, branch street address