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RIA / WealthAdvisordual registered (broker-dealer)10 years in industry

Colton Campbell

Advisor at NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC

Edina, MN | MINNEAPOLIS, MN

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Search this name across graphsid dfx:ria:57580326-1098-eef8-53a2-20c9f71bd6c5

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 21, 2026, 2:35 PM UTC and rebuilt at most every 15 minutes.

Relationships: 5
Dated events: 4
On other graphs: 0
Observed: Apr 6, 2022 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC
Current firm class: no raum reportedderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Jun 1, 2016earliest registration or exam on IAPD
Years in industry: 10derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 4
Current registrations: 1
Registered states: 1
Exams: S66
First exam: Jun 11, 2021
First registration: Apr 6, 2022
Dual registered: yes, broker-dealer
Other names: Colton Jason Campbell
IAPD individual key: 7123970

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	No RAUM reported	Jul 22, 2026	n/a	yes	Edina, MN\|MINNEAPOLIS, MN	Current employment
BEAM WEALTH ADVISORS, INC.	Independent wealth	Mar 4, 2026	Mar 27, 2026	no	St. Paul, MN\|Atlanta, GA	Previous registration
LPL ENTERPRISE, LLC	Bd affiliated wealth	Aug 18, 2025	Mar 11, 2026	no	ST LOUIS PARK, MN	Previous registration
AMERIPRISE FINANCIAL SERVICES, LLC	National bd RIA	Jul 11, 2023	May 5, 2025	no	MINNEAPOLIS, MN\|St Paul, MN	Previous registration
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 6, 2022	Mar 30, 2023	no	NEW BRIGHTON, MN	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
BEAM WEALTH ADVISORS, INC.	NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLC	Mar 27, 2026	Jul 22, 2026	117	Firm change	Other
LPL ENTERPRISE, LLC	BEAM WEALTH ADVISORS, INC.	Mar 11, 2026	Mar 4, 2026	-7	Firm change	Ibd to RIA
AMERIPRISE FINANCIAL SERVICES, LLC	LPL ENTERPRISE, LLC	May 5, 2025	Aug 18, 2025	105	Firm change	Ibd to ibd
COMMONWEALTH FINANCIAL NETWORK	AMERIPRISE FINANCIAL SERVICES, LLC	Mar 30, 2023	Jul 11, 2023	103	Firm change	Ibd to ibd

Relationships

Registered with (5)

→ NORTHWESTERN MUTUAL INVESTMENT SERVICES,LLCRegistered adviserregistration: current employment
Jul 22, 2026 to presentfactForm ADV
→ BEAM WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
Mar 4, 2026 to Mar 27, 2026factForm ADV
→ LPL ENTERPRISE, LLCRegistered adviserregistration: previous registration
Aug 18, 2025 to Mar 11, 2026factForm ADV
→ AMERIPRISE FINANCIAL SERVICES, LLCRegistered adviserregistration: previous registration
Jul 11, 2023 to May 5, 2025factForm ADV
→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: previous registration
Apr 6, 2022 to Mar 30, 2023factForm ADV

Dated events

Occurred
Mar 27, 2026
Advisor changed firm
Colton Campbell left Beam Wealth Advisors, Inc. for Northwestern Mutual Investment Services,Llc (registered 2026-07-22)
Form ADVobserved 6 days ago
Occurred
Mar 11, 2026
Advisor changed firm
Colton Campbell left Lpl Enterprise, Llc for Beam Wealth Advisors, Inc. (registered 2026-03-04)
Form ADVobserved 6 days ago
Occurred
May 5, 2025
Advisor changed firm
Colton Campbell left Ameriprise Financial Services, Llc for Lpl Enterprise, Llc (registered 2025-08-18)
Form ADVobserved 6 days ago
Occurred
Mar 30, 2023
Advisor changed firm
Colton Campbell left Commonwealth Financial Network for Ameriprise Financial Services, Llc (registered 2023-07-11)
Form ADVobserved 6 days ago