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RIA / WealthAdvisor24 years in industry

PAUL M. BAILLEY

Advisor at REGAL INVESTMENT ADVISORS LLC

GREENVILLE, SC | KENTWOOD, MI

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Search this name across graphsid dfx:ria:576543a4-4e18-3d49-4fbf-59183775c5b6

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 20, 2026, 4:49 PM UTC and rebuilt at most every 15 minutes.

Relationships: 4
Dated events: 0
On other graphs: 0
Observed: May 13, 2004 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: REGAL INVESTMENT ADVISORS LLC
Current firm class: broker-dealer affiliated wealth managerderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Nov 16, 2001earliest registration or exam on IAPD
Years in industry: 24derivedfrom the industry start date
Years at current firm: 11derivedfrom the current registration's begin date
Prior firms: 3
Current registrations: 1
Registered states: 1
Exams: S63|S65
First exam: Nov 16, 2001
First registration: May 13, 2004
Dual registered: no
IAPD individual key: 4469159

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
REGAL INVESTMENT ADVISORS LLC	Bd affiliated wealth	Aug 17, 2015	n/a	yes	GREENVILLE, SC\|KENTWOOD, MI	Current employment
TRIUMPH WEALTH ADVISORS, INC.	Former SEC adviser	May 3, 2013	Aug 18, 2015	no	ACWORTH, GA\|GREENVILLE, SC	Previous registration
SUMMIT FINANCIAL GROUP INC	Former SEC adviser	Oct 8, 2009	May 4, 2011	no	GREENVILLE, SC	Previous registration
MSI FINANCIAL SERVICES, INC.	Former SEC adviser	May 13, 2004	Aug 3, 2009	no	GREENVILLE, SC\|GREENVILLE, SC	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
TRIUMPH WEALTH ADVISORS, INC.	REGAL INVESTMENT ADVISORS LLC	Aug 18, 2015	Aug 17, 2015	-1	Firm change	Other
SUMMIT FINANCIAL GROUP INC	TRIUMPH WEALTH ADVISORS, INC.	May 4, 2011	May 3, 2013	730	Firm change after gap	Other
MSI FINANCIAL SERVICES, INC.	SUMMIT FINANCIAL GROUP INC	Aug 3, 2009	Oct 8, 2009	66	Firm change	Other

Relationships

Registered with (4)

→ REGAL INVESTMENT ADVISORS LLCRegistered adviserregistration: current employment
Aug 17, 2015 to presentfactForm ADV
→ TRIUMPH WEALTH ADVISORS, INC.Registered adviserregistration: previous registration
May 3, 2013 to Aug 18, 2015factForm ADV
→ SUMMIT FINANCIAL GROUP INCRegistered adviserregistration: previous registration
Oct 8, 2009 to May 4, 2011factForm ADV
→ MSI FINANCIAL SERVICES, INC.Registered adviserregistration: previous registration
May 13, 2004 to Aug 3, 2009factForm ADV

Dated events

No dated event names this entity yet.