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Advisor at CETERA INVESTMENT ADVISERS LLC
VALDOSTA, GA
Data as of (this record's last observation) from federal regulator filings. Page built and rebuilt at most every 15 minutes.
This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.
| Firm | Class | Began | Ended | Current | Branch | Basis |
|---|---|---|---|---|---|---|
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Mar 23, 2018 | n/a | yes | VALDOSTA, GA | Current employment |
| HORSE COVE PARTNERS LLC | Mixed wealth | Apr 17, 2024 | Jun 30, 2026 | no | ATLANTA, GA | Previous registration |
| CETERA INVESTMENT ADVISERS LLC | Bd affiliated wealth | Jan 21, 2014 | Feb 27, 2018 | no | VALDOSTA, GA|VALDOSTA, GA|VALDOSTA, GA | Previous registration |
| CETERA INVESTMENT SERVICES LLC | Former SEC adviser | Jul 6, 2010 | Jan 21, 2014 | no | VALDOSTA, GA|VALDOSTA, GA | Previous registration |
| WELLS FARGO ADVISORS | Wirehouse | Jan 1, 2008 | Jul 8, 2010 | no | VALDOSTA, GA | Previous registration |
| A. G. EDWARDS & SONS, INC. | n/a | Feb 7, 2007 | Jan 1, 2008 | no | VALDOSTA, GA|ST. LOUIS, MO | Previous registration |
| From | To | Left | Joined | Gap, days | Kind | Move type |
|---|---|---|---|---|---|---|
| HORSE COVE PARTNERS LLC | n/a | Jun 30, 2026 | n/a | n/a | Departure no registered destination | Departure |
| CETERA INVESTMENT SERVICES LLC | CETERA INVESTMENT ADVISERS LLC | Jan 21, 2014 | Jan 21, 2014 | 0 | Bulk transfer | Other |
| WELLS FARGO ADVISORS | CETERA INVESTMENT SERVICES LLC | Jul 8, 2010 | Jul 6, 2010 | -2 | Firm change | Other |
| A. G. EDWARDS & SONS, INC. | WELLS FARGO ADVISORS | Jan 1, 2008 | Jan 1, 2008 | 0 | Bulk transfer | Other |