DFX Intelligence

Data Factory

RIA / WealthAdvisordual registered (broker-dealer)26 years in industry

JOHN CHRISTOPHER KELLY

Advisor at COMMONWEALTH FINANCIAL NETWORK

Papillion, NE

This is the graph view. The full profile, with its team, deals and sources, is on RIA / Wealth Management.Open the full profile →

Search this name across graphsid dfx:ria:576e15df-d274-193a-9f36-5b3fa924f1ec

Data as of Sep 14, 2026 (this record's last observation) from federal regulator filings. Page built Sep 19, 2026, 9:14 PM UTC and rebuilt at most every 15 minutes.

Relationships: 6
Dated events: 1
On other graphs: 0
Observed: Mar 2, 2001 to Sep 14, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: COMMONWEALTH FINANCIAL NETWORK
Current firm class: national broker-dealer RIAderived
Book size: not publicno per-advisor AUM is published by the SEC, FINRA or IAPD, and DFX estimates none
Industry start: Sep 8, 2000earliest registration or exam on IAPD
Years in industry: 26derivedfrom the industry start date
Years at current firm: 4derivedfrom the current registration's begin date
Prior firms: 5
Current registrations: 1
Registered states: 2
Exams: S63|S65
First exam: Sep 8, 2000
First registration: Mar 2, 2001
Dual registered: yes, broker-dealer
Other names: J. C. KELLY
IAPD individual key: 4115633

Registration history

registration spans on IAPD; the basis says whether the span is a current registration or a prior employment record

Firm	Class	Began	Ended	Current	Branch	Basis
COMMONWEALTH FINANCIAL NETWORK	National bd RIA	Apr 7, 2022	n/a	yes	Papillion, NE	Current employment
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Bd affiliated wealth	Jun 19, 2017	Apr 7, 2022	no	BELLEVUE, NE	Previous registration
CETERA INVESTMENT ADVISERS LLC	Bd affiliated wealth	Jan 21, 2014	Jun 13, 2017	no	BELLEVUE, NE	Previous registration
CETERA INVESTMENT SERVICES LLC	Former SEC adviser	Jun 22, 2011	Jan 21, 2014	no	BELLEVUE, NE\|BELLEVUE, NE\|OFFUTT AFB, NE\|PAPILLION, NE\|OMAHA, NE\|OMAHA, NE\|BELLEVUE, NE\|OMAHA, NE\|OMAHA, NE\|OMAHA, NE\|PAPILLION, NE	Previous registration
SPECTRUM CAPITAL, LLC	n/a	Oct 31, 2003	Jun 28, 2011	no	BELLEVUE, NE\|BELLEVUE, NE	Previous registration
PIPER SANDLER & CO.	Institutional manager	Mar 2, 2001	Aug 29, 2003	no	OMAHA, NE	Previous registration

Moves

a move is two registration dates; a bulk corporate re-registration is typed BULK_TRANSFER and is not a move

From	To	Left	Joined	Gap, days	Kind	Move type
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	COMMONWEALTH FINANCIAL NETWORK	Apr 7, 2022	Apr 7, 2022	0	Firm change	Ibd to ibd
CETERA INVESTMENT ADVISERS LLC	RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC	Jun 13, 2017	Jun 19, 2017	6	Firm change	Other
CETERA INVESTMENT SERVICES LLC	CETERA INVESTMENT ADVISERS LLC	Jan 21, 2014	Jan 21, 2014	0	Bulk transfer	Other
SPECTRUM CAPITAL, LLC	CETERA INVESTMENT SERVICES LLC	Jun 28, 2011	Jun 22, 2011	-6	Firm change	Other
PIPER SANDLER & CO.	SPECTRUM CAPITAL, LLC	Aug 29, 2003	Oct 31, 2003	63	Firm change	Other

Team moves

moves this advisor made together with colleagues (two or more registrations ending and beginning together)

Team	Left	Joined	From	Kind
105644:149018:NE:2017-06-13	Jun 13, 2017	Jun 19, 2017	BELLEVUE, NE	Firm change

Relationships

Registered with (6)

→ COMMONWEALTH FINANCIAL NETWORKRegistered adviserregistration: current employment
Apr 7, 2022 to presentfactForm ADV
→ RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCRegistered adviserregistration: previous registration
Jun 19, 2017 to Apr 7, 2022factForm ADV
→ CETERA INVESTMENT ADVISERS LLCRegistered adviserregistration: previous registration
Jan 21, 2014 to Jun 13, 2017factForm ADV
→ CETERA INVESTMENT SERVICES LLCRegistered adviserregistration: previous registration
Jun 22, 2011 to Jan 21, 2014factForm ADV
→ SPECTRUM CAPITAL, LLCRegistered adviserregistration: previous registration
Oct 31, 2003 to Jun 28, 2011factForm ADV
→ PIPER SANDLER & CO.Registered adviserregistration: previous registration
Mar 2, 2001 to Aug 29, 2003factForm ADV

Dated events

Occurred
Apr 7, 2022
Advisor changed firm
John Christopher Kelly left Raymond James Financial Services Advisors, Inc for Commonwealth Financial Network (registered 2022-04-07)
Form ADVobserved 4 days ago