DFX Intelligence

K••• A••••• E••••: advisor on the ria / wealth management graph | DFX Data Factory

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RIA / WealthAdvisorCertified Financial Planner12 years in industry

K••• A••••• E••••

Advisor at M•••• • A••••••••• L••

Rockingham, VA | NEWPORT NEWS, VA

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Search this name across graphsid dfx:ria:5775dc54-657c-5e96-ce13-c4c5e0fac2db

Data as of Sep 15, 2026 (this record's last observation) from federal regulator filings. Page built Sep 23, 2026, 7:04 AM UTC and rebuilt at most every 15 minutes.

Relationships: 2
Dated events: 1
On other graphs: 0
Observed: Feb 18, 2023 to Sep 15, 2026

Across DFX

This entity has not been resolved onto another DFX graph by a shared identifier. A name match elsewhere would be a candidate, never an identity, and none is recorded.

Facts

fact = as filed or announced; derived = computed by DFX; estimate = a band, never a point

Current firm: M•••• • A••••••••• L••
Current firm class: independent wealth managerderived
Book size: not public••• Locked
Industry start: Aug 1, 2014earliest registration or exam on IAPD
Years in industry: 12derivedfrom the industry start date
Years at current firm: 0derivedfrom the current registration's begin date
Prior firms: 1

Registration history

••• Locked

Firm	Class	Began	Ended	Current	Branch	Basis
M•••• • A••••••••• L••	Independent wealth	Jan 12, 2026	n/a	yes	NEWPORT NEWS, VA\|Rockingham, VA	Current employment
P•••••• W••••• M••••••••• L••	No RAUM reported	Feb 18, 2023	Dec 31, 2025	no	Harrisonburg, VA

Moves

••• Locked

From	To	Left	Joined	Gap, days	Kind	Move type
P•••••• W••••• M••••••••• L••	M•••• • A••••••••• L••	Dec 31, 2025	Jan 12, 2026	12	Firm change	RIA to RIA

Relationships

Registered with (2)

→ M•••• • A••••••••• L••Registered adviserregistration: current employment
Jan 12, 2026 to presentfactForm ADV
→ P•••••• W••••• M••••••••• L••Registered adviserregistration: previous registration
Feb 18, 2023 to Dec 31, 2025factForm ADV

Dated events

Occurred
Dec 31, 2025
Advisor changed firm
••• Locked
Form ADVobserved 8 days ago

Provenance

Graph: RIA / Wealth Management
Canonical id: dfx:ria:5775dc54-657c-5e96-ce13-c4c5e0fac2db
First observed: Feb 18, 2023
Last observed: Sep 15, 2026 8 days ago
Source families: Federal regulator filings
1 registered feed stand behind this record; each fact above carries its own dates and, where the publisher serves one, its document.
Resolution: Identity across graphs by shared identifier (CRD, CIK, EIN, ADV fund id, individual CRD) or citation; a name match is shown as a candidate and never merged.